Senior Compliance Testing Manager

Capital One

. Lead a multi-tiered Compliance Testing Team testing across the Capital One Enterprise .

Posted 10/6/2026full-timeUnited StatesSenior💰 $161,500 - $221,200 per yearWebsite

Core Competencies

Role fit

Core Competencies

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Demonstrates extensive experience in Compliance Testing and Risk Management within financial institutions, with a strong focus on leading teams and managing compliance-related audits. Proficient in Python and SQL for data analysis and testing, alongside excellent communication skills for reporting to senior management.

Highest-signal resume keywords

Compliance TestingRisk ManagementPeople ManagementPython ScriptingSQL Scripting

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Compliance TestingRisk ManagementCompliance MonitoringAuditPython ScriptingSQL ScriptingData AnalysisTesting MethodologiesTest ExecutionRegulatory Compliance

Soft Skills

Verbal CommunicationWritten CommunicationTeam LeadershipRelationship ManagementProblem Solving

Tools & Technologies

Testing ToolsData ScriptsTechnology SolutionsAnalytics Tools

Certifications & Qualifications

Certified Regulatory Compliance Manager (CRCM)

Industry Keywords

Consumer RegulationsFinancial InstitutionComplianceAudit ExamsTesting Innovations

Tech Stack

Tools & technologies

PythonSQL

About the role

Key responsibilities & impact

Lead a multi-tiered Compliance Testing Team testing across the Capital One Enterprise
Pilot new testing methodologies and work with data teams to develop testing innovations
Assist with developing, managing, and executing Compliance Testing calendars, data scripts, and methodologies
Align resources for timely and accurate test execution
Ensure teams have the tools, training, and information access needed to execute testing effectively
Support strategic transformation to broaden testing through technology solutions and review process and tool effectiveness
Explore and quickly understand new technologies to advance varied initiatives
Establish and maintain relationships with Compliance Advisors, Test Leads, Data Teams, and Business Areas
Escalate substantive testing issues to senior management
Communicate test results and changes in testing procedures or processes
Create and provide result reports to Accountable Executives, Senior Compliance Officers, and the CCO
Oversee and manage responses for testing-related audits or exams as appropriate

Requirements

What you’ll need

At least 6 years of experience at a financial institution in Compliance Testing, Risk Management, Compliance Monitoring, or Audit
At least 5 years of people management experience or experience leading teams or projects
At this time, Capital One will not sponsor a new applicant for employment authorization for this position
Master’s degree or Juris Doctorate degree (preferred)
6+ years of people management experience, including leading a multi-team organization (preferred)
Extensive knowledge or experience with consumer regulations and related business processes (preferred)
Superb verbal and written communication skills, with the demonstrated ability to communicate complex analysis clearly and concisely and create senior-level reports (preferred)
Compliance-related certification such as Certified Regulatory Compliance Manager (CRCM) or similar certification (preferred)
Experience engaging with analytics, products, and technology teams to lead intent (preferred)
Experience scripting in Python and SQL, such as testing full populations for key attributes (preferred)

Benefits

Comp & perks

Performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI)
Comprehensive, competitive, and inclusive health, financial, and other benefits supporting total well-being
Reasonable accommodations for applicants with disabilities
Equal opportunity and non-discrimination protections