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Senior Manager, Enterprise Risk Management – Adherence Monitoring
Capital One. Collaborate with the team to drive a formal adherence monitoring program across all lines of business and Capital One risk categories .
Core Competencies
Role fitCore Competencies
Use this summary to align your resume positioning with the role.
Demonstrates expertise in Risk Management and Financial Services, with a strong focus on strategic initiatives, adherence monitoring, and regulatory compliance. Proven ability to leverage data analytics for risk identification and reporting while effectively collaborating across various organizational levels.
Highest-signal resume keywords
Risk Management ExperienceFinancial Services ExperiencePeople Management ExperienceProject Management ExperienceAnalytical Skills
ATS Keywords
Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills
Risk ManagementData AnalyticsAdherence MonitoringRegulatory ComplianceProcess ManagementProject ManagementRisk AssessmentERM Policy StandardsQuantitative AnalysisQualitative Analysis
Soft Skills
Effective CommunicationProblem-SolvingAttention to DetailInfluenceCollaboration
Industry Keywords
Financial ServicesRisk CategoriesIndependent Risk ManagementStakeholder EngagementInternal AuditsExternal AuditsCross-Functional ProjectsStrategic Risk ManagementERM ObjectivesRegulatory Environment
About the role
Key responsibilities & impact- Collaborate with the team to drive a formal adherence monitoring program across all lines of business and Capital One risk categories
- Contribute to the design, delivery, and sustainability of the risk management framework
- Drive strategic risk management initiatives by aligning risk-imperative work with ERM objectives
- Execute ad hoc analysis on risk topics related to changes in ERM Policy Standards and Procedures
- Collaborate with stakeholder communities, including risk managers, risk leads, Independent Risk Management groups, business risk offices, and frontline process owners
- Leverage data and analytics to manage risk and proactively identify and report risks and trends
- Support internal and external audits and examinations
- Monitor the changing regulatory environment and understand its applicability and impacts to Capital One
- Collaborate effectively across multiple levels and organizations
Requirements
What you’ll need- Bachelor’s Degree or military experience
- At least 4 years of Financial Services experience
- At least 6 years of Risk Management experience
- At least 2 years of People Management experience
- Preferred: Masters Degree
- Preferred: 7+ years of Financial Services risk management experience
- Preferred: 7+ years of Project or Process Management experience
- Preferred: 5+ years of internal strategy or management consulting experience leading cross-functional financial services projects and programs
- Preferred: 5+ years of people management experience
- Must be able to work without employer-sponsored immigration support
- Strong problem-solving and analytical skills
- Attention to detail
- Process/project management capability
- Ability to work with quantitative and qualitative information
- Effective communication and influence across multiple organizational levels
Benefits
Comp & perks- Performance-based incentive compensation, which may include cash bonuses and/or long-term incentives (LTI)
- Comprehensive health, financial, and other benefits supporting total well-being
- Reasonable accommodations for applicants who require them