Senior Risk Associate, Commercial Bank

Capital One

. Identify, assess, mitigate, and monitor compliance and operational controls within the Commercial Bank Risk Office .

Posted 10/15/2026full-timeUnited StatesSenior💰 $87,700 - $110,100 per yearWebsite

Core Competencies

Role fit

Core Competencies

Use this summary to align your resume positioning with the role.

Demonstrates expertise in compliance and operational controls within the financial services sector, with a strong focus on risk assessment, control testing, and process improvement. Proven ability to collaborate with cross-functional teams and influence decision-making across various lines of defense.

Highest-signal resume keywords

Risk ManagementCompliance MonitoringControl TestingProcess ImprovementQuality Assurance

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Risk AssessmentControl TestingRegulatory TestingFinancial Control TestingCompliance StrategiesData AnalysisOperational Controls

Soft Skills

CollaborationProblem SolvingInfluencing

Tools & Technologies

Microsoft OfficeGoogle Suite

Certifications & Qualifications

Risk Management Certification

Industry Keywords

Financial ServicesAuditOperational Risk ManagementQuality Assurance Testing

About the role

Key responsibilities & impact

Identify, assess, mitigate, and monitor compliance and operational controls within the Commercial Bank Risk Office
Work with designated Commercial Bank business teams to strengthen the control environment and reduce business risks
Build lasting partnerships and provide thought leadership and senior leadership exposure
Collaborate with cross-functional teams to build and improve control processes and analyze data
Explain complex risk concepts and influence agreement across lines of defense
Drive and execute an agenda in a fluid environment
Ensure controls monitoring and deliverables are completed according to guidelines
Review work products for accuracy, quality, and value
Design, develop, and implement compliance and controls monitoring strategies
Perform risk assessment, control testing, regulatory testing, and financial control testing
Make decisions, solve problems, and implement and monitor compliance and operational controls
Drive sustainable corrective actions by connecting control results to inherent risks

Requirements

What you’ll need

Bachelor's Degree or military experience
At least 2 years of Financial Services or Risk Management experience
No employer-sponsored immigration or work-authorization support; applicants must already have appropriate employment authorization
Preferred: at least 3 years of Audit, Compliance, or Operational Risk Management experience
Preferred: at least 3 years of quality assurance or quality assurance testing experience
Preferred: process improvement experience
Preferred: proficiency with Microsoft Office (PowerPoint, Excel, and Word) or Google Suite (Slides, Sheets, and Docs)
Preferred: Risk Management Certification

Benefits

Comp & perks

Performance-based incentive compensation, which may include cash bonuses and/or long-term incentives (LTI)
Comprehensive, competitive, and inclusive health, financial, and other benefits supporting total well-being
Reasonable accommodations for applicants with disabilities
Equal opportunity and non-discrimination commitment
Drug-free workplace