Senior Risk Manager, Participant Audit

Capital One

. Lead onsite audits and business reviews to ensure GPN participants meet contractual obligations, operating regulations, and internal risk standards .

Posted 11/5/2026full-timeUnited StatesSenior💰 $161,500 - $202,800 per yearWebsite

Core Competencies

Role fit

Core Competencies

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Demonstrates expertise in Audit, Regulatory Compliance, and Risk Management within the Payments and Financial Services sectors, with a strong ability to lead audits, manage corrective actions, and collaborate with business leaders to mitigate risks.

Highest-signal resume keywords

Audit PlanningRegulatory ComplianceRisk ManagementPayments Industry ExperienceCertified Public Accountant

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Audit ExecutionFieldwork OversightRisk AssessmentCorrective Action DevelopmentAudit ReportingControl Compliance AssessmentPolicy RevisionRemediation ManagementBusiness ReviewContractual Obligation Monitoring

Soft Skills

LeadershipCollaborationCommunicationExpectation ManagementStrategic Partnership

Certifications & Qualifications

Certified Public AccountantCertified Anti-Money Laundering Specialist

Industry Keywords

PaymentsFinancial ServicesBankingAuditRegulatory ComplianceRisk Management

About the role

Key responsibilities & impact

Lead onsite audits and business reviews to ensure GPN participants meet contractual obligations, operating regulations, and internal risk standards
Define audit scope and oversee fieldwork execution
Identify key risk drivers and collaborate with business leaders to ratify findings, monitor remediation, and establish operational controls
Lead audit planning and collaborate with business stakeholders to align audit scope with risk assessments and organizational priorities
Ensure fieldwork aligns with defined audit scope and corrective action plans are developed and communicated to participant leadership
Prepare audit reports, obtain management ratification for findings and ratings, and issue final reports within prescribed timelines
Compile and complete audit work papers and oversee remediation of corrective actions
Manage audit schedules, unit metrics, policy and procedure revisions, regulatory response reporting, and control compliance assessments
Act as a strategic partner and risk advisor across lines of business and work with executives to identify and mitigate risks

Requirements

What you’ll need

Bachelor's Degree or Military Experience
At least 2 years of experience in Payments, Financial Services, Banking, or a related field
At least 3 years of experience in Audit, Regulatory Compliance, Risk Management, or a related field
At least 5 years of experience supporting, partnering, and interacting with internal business clients
Preferred: Certified Public Accountant credential or Certified Anti-Money Laundering Specialist credential
Preferred: At least 5 years of experience in Payments, Financial Services, Banking, or a related field
Preferred: At least 5 years of experience in Audit, Regulatory Compliance, Risk Management, or a related field
Ability to set direction, manage expectations, and lead cross-functional teams
Must comply with Capital One's hybrid policy regarding required on-site presence at the designated office location
Capital One will not sponsor a new applicant for employment authorization or provide immigration-related support

Benefits

Comp & perks

Performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI)
Comprehensive, competitive, and inclusive health, financial and other benefits supporting total well-being
Reasonable accommodations for applicants with disabilities