Senior Staff Auditor, AML/Fraud and Ethics

Capital One

. Participate in major components of BSA/AML, Sanctions, and Fraud Compliance audits .

Posted 10/26/2026full-timeUnited StatesSenior💰 $87,700 - $120,100 per yearWebsite

Core Competencies

Role fit

Core Competencies

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Demonstrates expertise in BSA/AML, Sanctions, and Fraud Compliance audits, with strong capabilities in risk assessment, audit testing, and data analysis. Proven ability to communicate effectively with management and develop team members while maintaining high ethical standards.

Highest-signal resume keywords

BSA/AML Compliance AuditingRisk AssessmentData AnalysisCertified Fraud Examiner (CFE)Certified Anti-Money Laundering Specialist (CAMS)

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

AuditingFinancial AnalysisComplianceFraud DetectionSanctions ComplianceAudit TestingData AnalysisRisk ManagementOrganizational SkillsProfessional Ethical Standards

Soft Skills

CommunicationCoachingRelationship BuildingIndependenceTime Management

Certifications & Qualifications

Certified Internal Auditor (CIA)Certified Public Accountant (CPA)

Industry Keywords

BankingFinancial ServicesProfessional ServicesLarge-Bank Clients

About the role

Key responsibilities & impact

Participate in major components of BSA/AML, Sanctions, and Fraud Compliance audits
Assist in performing risk assessments of business activities
Perform relevant testing based on risks and processes in the audited area
Assist in communicating issues, risks, and recommendations to all levels of management
Operate independently and complete work on schedule while meeting quality standards
Develop and maintain effective working relationships with business partners and the extended Audit group
Leverage data and analytical tools during audit planning and fieldwork
Follow up on agreed audit actions to ensure management meets commitments within agreed timescales
Seek learning opportunities to enhance role-related skills and competencies
Coach and invest in the development of team members

Requirements

What you’ll need

Bachelor's Degree or military experience
At least 2 years of experience in auditing, accounting, financial analysis, compliance, Anti-Money Laundering, Fraud or Sanctions, or a combination
Must maintain organizational and professional ethical standards
Ability to perform risk assessments and relevant audit testing
Preferred: Master’s Degree in Auditing, Accounting, Information Systems or Master of Business Administration
Preferred: Certified Fraud Examiner (CFE), Certified Anti-Money Laundering Specialist (CAMS), Certified Internal Auditor (CIA), Certified Public Accountant (CPA), or relevant certification
Preferred: 2+ years of experience in banking, financial services, or a professional services firm serving large-bank clients
Preferred: 2+ years of experience performing data analysis in support of internal auditing
Capital One will not sponsor a new applicant for employment authorization or provide immigration-related support for this position

Benefits

Comp & perks

Performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI)
Comprehensive, competitive, and inclusive health, financial and other benefits supporting total well-being
Reasonable accommodations for applicants who require them