Supervisory Analyst – Part-Time

Cleveland Research Company

. Adhere to all regulatory and compliance requirements .

Posted 11/12/2026part-timeRemote • United StatesMid-LevelSeniorWebsite

Core Competencies

Role fit

Core Competencies

Use this summary to align your resume positioning with the role.

Demonstrates expertise in regulatory compliance and supervisory analysis, with a strong focus on FINRA and SEC regulations. Proven ability to communicate effectively and maintain high ethical standards while managing multiple reports and deadlines.

Highest-signal resume keywords

Supervisory Analyst ExperienceActive FINRA RegistrationsFINRA and SEC Regulations KnowledgeEffective Communication SkillsAttention to Detail

ATS Keywords

Tailor your resume

Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Soft Skills

Critical ThinkingTime ManagementFlexibilityHigh Ethical Standards

Tools & Technologies

OutlookWordExcelPowerPointSingletrack

Certifications & Qualifications

SIEFINRA Series 7FINRA Series 24FINRA Series 16FINRA Series 86FINRA Series 87

Industry Keywords

Regulatory ComplianceEquity ResearchContent Quality ReviewClient DisseminationCompliance Reporting

About the role

Key responsibilities & impact

Adhere to all regulatory and compliance requirements
Provide supervisory approval for written research products prior to client dissemination
Review content quality and adherence to relevant regulations and business standards
Ensure appropriate disclosures are included for all approved products
Review multiple reports while communicating effectively with analysts and team members
Assist with FINRA exams as applicable
Assist with annual compliance reporting requirements
Promptly escalate potential issues to the CCO
Develop and maintain positive working relationships with internal clients, staff, and peers
Support the CCO and Compliance Team with other assigned duties

Requirements

What you’ll need

3–5 years prior Supervisory Analyst experience
Undergraduate degree
Active FINRA Registrations (SIE, 7, 24 and 16 OR 86/87) required
Working knowledge of FINRA and SEC regulations related to equity research content and practices (i.e., 2241, 2210, Reg AC, etc.)
Critical thinking skills and high attention to detail
Outstanding time management skills in a fast-paced environment
Flexibility to work outside regular work hours if/when needed
High ethical standards
Effective written and verbal communication with all levels of staff
Strong technical skills, including Outlook, Word, Excel, PowerPoint, Singletrack web-based publishing platform, and other tools

Benefits

Comp & perks

Competitive salary + bonus potential
Paid time off
401k
TASC eligible
Remote work arrangement