Cleveland Research Company

Analyst

• Adhere to all regulatory and compliance requirements
• Provide supervisory approval for written research products prior to client dissemination
• Review content quality and adherence to relevant regulations and business standards
• Ensure appropriate disclosures are included for all approved products
• Review multiple reports while communicating effectively with analysts and team members
• Assist with FINRA exams as applicable
• Assist with annual compliance reporting requirements
• Promptly escalate potential issues to the CCO
• Develop and maintain positive working relationships with internal clients, staff, and peers
• Support the CCO and Compliance Team with other assigned duties

Explore Supervisory Analyst – Part-Time at Cleveland Research Company. Review requirements and application details.

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Supervisory Analyst – Part-Time