Comply

Consultant

• Advise investment adviser clients on compliance matters, including drafting disclosure documents, policies and procedures, and codes of ethics
• Manage client compliance calendars and related activities through Comply’s platform
• Respond to client email and phone inquiries on Investment Advisers Act questions and day-to-day regulatory issues
• Collaborate with product teams to shape platform features and modules
• Guide clients on maximizing the use of Comply’s tools
• Join sales representatives on pre-sales calls and explain Comply’s consulting capabilities
• Develop and present educational webinars and industry conference sessions
• Participate in regulatory working groups to interpret new rules and guidance
• Stay current on SEC rulemaking and industry trends
• Contribute insights through internal education and knowledge sharing
• Independently manage a client portfolio and contribute to policy drafting or advisory engagements