Investment Specialist

Fifth Third Bank

. Perform investment reviews for Advisor Solutions accounts, including new account, initial, 60-day, and recurring Regulation 9 review activity .

Posted 11/10/2026full-timeUnited StatesMid-LevelSeniorWebsite

Core Competencies

Role fit

Core Competencies

Use this summary to align your resume positioning with the role.

Demonstrates expertise in investment management and fiduciary oversight, with a strong focus on compliance with Regulation 9 requirements and effective risk management practices. Proficient in analyzing account information and improving investment review processes to enhance accuracy and efficiency.

Highest-signal resume keywords

Investment Management ExperienceFiduciary Oversight KnowledgeRegulation 9 Review RequirementsMicrosoft Office ProficiencyCTFA, CFA, CFP Progress

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Investment Review ProcessesAccount DocumentationAsset Allocation ConceptsFiduciary Risk ConsiderationsInvestment Policy AdherenceData AnalysisPerformance ReportingTransaction ReportingAccount ReportingControl Activities

Soft Skills

Clear CommunicationAttention to DetailAdaptabilityCollaboration

Tools & Technologies

Microsoft WordMicrosoft ExcelPerformance Reporting ToolsAccount Reporting Tools

Certifications & Qualifications

CTFACFACFP

Industry Keywords

Investment OversightAsset ManagementFiduciary AdministrationFinancial ServicesProcess Improvements

About the role

Key responsibilities & impact

Perform investment reviews for Advisor Solutions accounts, including new account, initial, 60-day, and recurring Regulation 9 review activity
Collect and validate account, performance, transaction, asset allocation, investment policy, and related data
Research investment exceptions, questions, and issues and partner with stakeholders to support timely remediation
Monitor account allocations and assets against investment guidelines, risk parameters, and investment policy requirements
Support risk management monitoring, review documentation, and control activities demonstrating prudent fiduciary oversight
Collaborate with Trust Advisors, Investment teams, Advisor Solutions partners, and other internal stakeholders
Maintain accurate review documentation
Contribute to process improvements that increase consistency, accuracy, and efficiency
Perform other duties as assigned and adapt to changing priorities

Requirements

What you’ll need

Bachelor’s degree in Accounting, Finance, Economics, Business, or a related field, or equivalent work experience
Experience in investment management, investment oversight, fiduciary administration, asset management, or a related financial services discipline
Working knowledge of investment review processes, account documentation, asset allocation concepts, and fiduciary risk considerations
Proficiency with Microsoft Office tools, including Word and Excel
Ability to complete investment review activity accurately, consistently, and within established expectations
Ability to analyze account information, identify issues, and support resolution of investment-related exceptions
Understanding of fiduciary investment oversight obligations, including risk management and policy adherence
Clear written and verbal communication with internal and external partners
Strong accuracy and documentation discipline when working with account-level data and review materials
Experience supporting investment review activity across open architecture or third-party advisor platforms
Knowledge of Regulation 9 review requirements and fiduciary investment management practices
Comfort using performance, allocation, transaction, and account reporting tools to support analysis
Ability to identify opportunities to streamline review workflows and improve control effectiveness
Progress toward CTFA, CFA, CFP, or another relevant designation

Benefits

Comp & perks

Comprehensive benefits programs supporting physical, financial, emotional, and social well-being
Incentive compensation plan eligibility based on company, line of business, and/or individual performance
Differentiated compensation offerings
Equal employment opportunity and inclusive culture