Internal Audit Compliance Manager

First American Bank

. Lead and perform risk-based internal audit activities focused on regulatory compliance across the Bank .

Posted 11/9/2026full-timeRemote • Illinois • United StatesSeniorLead💰 $125,000 - $180,000 per yearWebsite

Core Competencies

Role fit

Core Competencies

Use this summary to align your resume positioning with the role.

Demonstrates extensive experience in leading compliance-focused internal audits, with a strong emphasis on regulatory compliance, risk assessment, and audit methodology. Proficient in communicating audit results and recommendations to senior management and the Audit Committee while mentoring audit team members.

Highest-signal resume keywords

Internal Audit ExperienceRegulatory Compliance ExpertiseBSA/AML Audit KnowledgeProfessional Certification (CIA, CRCM, CAMS, CPA)Microsoft 365 Proficiency

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Risk Assessment TechniquesAudit Methodology DevelopmentCompliance Audit ExecutionData Analysis TechniquesInternal Control FrameworksAudit Engagement LeadershipRegulatory Examination InteractionWorkpaper ReviewCorrective Action Plan MonitoringGovernance, Risk and Compliance Tools

Soft Skills

Excellent Written CommunicationVerbal Communication SkillsAnalytical SkillsOrganizational SkillsProblem-Solving Skills

Tools & Technologies

Audit Management SoftwareMicrosoft WordMicrosoft ExcelMicrosoft PowerPointMicrosoft TeamsMicrosoft SharePointMicrosoft OneNoteAI-Enabled Productivity Tools

Certifications & Qualifications

CIACRCMCAMSCPA

Industry Keywords

Banking RegulationsConsumer ComplianceFair LendingCRARegulatory ComplianceRisk ManagementInternal Audit PracticesCompliance RisksAudit ReportsRegulatory Developments

About the role

Key responsibilities & impact

Lead and perform risk-based internal audit activities focused on regulatory compliance across the Bank
Develop and execute the compliance portion of the annual internal audit plan
Assess compliance risks related to products, services, operations, systems, and regulatory obligations
Ensure audit coverage of BSA/AML, OFAC, consumer lending and deposit regulations, fair lending, and CRA
Lead, plan, perform, and oversee compliance-focused audit engagements
Define audit objectives, scope, testing strategies, resources, and timelines
Conduct and oversee interviews, document reviews, transaction testing, process walkthroughs, and data analysis
Evaluate compliance controls, policies, procedures, monitoring activities, and governance processes
Review workpapers and supporting documentation
Oversee co-sourced or third-party audit resources
Monitor regulatory developments, supervisory guidance, enforcement actions, and industry trends
Communicate significant risks, control deficiencies, and regulatory concerns
Prepare and review audit reports and executive summaries
Present audit results, emerging risks, and remediation status to senior management and the Audit Committee
Discuss observations with management and obtain corrective action plans
Monitor findings and corrective action plans, conduct follow-up reviews, and validate remediation
Escalate overdue, high-risk, or inadequately remediated issues
Mentor, develop, coach, and review audit team members and co-sourced resources
Collaborate with Compliance, Risk Management, Legal, Operations, external auditors, and regulatory examiners while maintaining audit independence
Provide compliance audit subject matter expertise and advisory input
Improve audit methodology, documentation quality, engagement efficiency, and data analytics
Remain current on regulations, auditing standards, control frameworks, industry practices, and emerging risks
Participate in special projects, investigations, consulting engagements, and other audit activities
Maintain objectivity, independence, integrity, and confidentiality

Requirements

What you’ll need

Minimum of seven years of experience in internal audit, regulatory compliance, risk management, or a related field within banking or financial services
Experience performing or overseeing compliance-focused audits, including BSA/AML, consumer compliance, fair lending, CRA, or other applicable banking regulations
Experience leading audit engagements, reviewing workpapers, evaluating findings, communicating results to senior management, and providing direction, coaching, or technical oversight to audit staff or co-sourced service providers
In-depth knowledge of banking laws and regulations, internal audit practices, risk assessment techniques, and internal control frameworks
Experience interacting with banking regulators or examiners during compliance examinations or regulatory audits preferred
Professional certification such as CIA, CRCM, CAMS, or CPA preferred
Excellent written and verbal communication skills
Ability to present audit results and recommendations to management, executive leadership, and the Audit Committee
Strong analytical, organizational, project management, and problem-solving skills
Microsoft 365 proficiency, including Word, Excel, PowerPoint, Teams, SharePoint, OneNote, and Copilot or other approved AI-enabled productivity tools
Working knowledge of audit management software, Governance, Risk and Compliance tools, and data analysis techniques
Understanding and use of Artificial Intelligence as a productivity and business-support tool
Ability to validate AI-enabled tool outputs and comply with organizational AI policies and guidelines
Ability to learn new systems and adapt to system or process changes
Occasional travel to other First American Bank locations required
Monday through Friday, 8:00 a.m. to 5:00 p.m.; additional hours may be required
Punctuality required
First American Bank will not sponsor applicants for work visas

Benefits

Comp & perks

Additional compensation opportunities may be available
Career development and advancement opportunities
Exposure to special development programs
Full range of benefits for full-time employees
Equal Opportunity Employer protections
Disability accommodation available during application