Foster Denovo

Compliance

• Deliver Foster Denovo’s Training and Competence Scheme in line with FCA Sourcebook
• Ensure Partners remain competent and assist their continuing development
• Deliver requirements included in the T&C Manual
• Lead, coach and develop Partners under supervision
• Build good working relationships with supervised Partners
• Work flexibly with spans of control across numbers of Partners and locations
• Report directly to the Compliance Review Manager
• Supervise Partners against agreed business standards
• Advise and coach Partners to support ongoing development
• Observe Partners in client meetings to maintain high standards and identify development areas
• Record Partner records on the Compliance database
• Participate in company and departmental training, competence and development initiatives
• Implement corrective actions identified by other areas of the business

Compliance Business Quality Executive