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Senior Compliance Specialist
Global Lending Services LLC. Manage the organization’s Compliance Programs .
Core Competencies
Role fitCore Competencies
Use this summary to align your resume positioning with the role.
Demonstrates expertise in managing Compliance Programs, providing guidance on compliance matters, and conducting risk assessments within the financial industry. Capable of developing and executing compliance strategies while fostering collaborative relationships with business leaders and regulatory bodies.
Highest-signal resume keywords
Compliance Program ManagementRisk Assessment and MitigationFinancial Industry ExperienceAnalytical and Problem-Solving SkillsTeam Leadership and Development
ATS Keywords
Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills
Compliance Management SystemCompliance Quality AssuranceCompliance Automated MonitoringConsumer Finance RegulationsBusiness-Risk AssessmentProcess ImprovementData AnalysisStrategic ThinkingPerformance ManagementBudget Development
Soft Skills
Interpersonal SkillsConflict ManagementJudgmentInfluenceOrganizational Skills
Tools & Technologies
Microsoft OfficeStandard Business Applications
Industry Keywords
ComplianceOperational RiskRegulatory ChangesCorporate Compliance PoliciesCross-Functional Collaboration
About the role
Key responsibilities & impact- Manage the organization’s Compliance Programs
- Provide guidance on compliance matters and advise on compliance-risk impacts
- Work proactively with business partners to identify and manage operational and compliance risk
- Advise company leaders on potential risks and impacts, connecting rules and regulations to business strategy
- Maintain industry knowledge and monitor changes in laws and regulations
- Identify risks, advise on mitigation plans, and provide oversight
- Assess Compliance Management System results and identify areas requiring additional controls
- Provide integrated business-risk assessments and prioritize responses
- Oversee implementation of approved risk responses
- Create and execute scalable plans for Compliance Quality Assurance, Compliance Automated Monitoring, Compliance Program, and Compliance Advisory functions
- Establish and maintain Corporate Compliance Policies for applicable Consumer Finance rules and regulations
- Coordinate and participate in cross-functional teams with executive leadership, legal counsel, and external regulators
- Develop Compliance team staffing plans and budgets
- Exercise management authority over staffing, employee development, and performance management
- Build collaborative relationships with business and operational leaders
- Support development of presentations for executives, the Enterprise Risk Committee, and board of directors
- Perform additional assignments and special projects as required
Requirements
What you’ll need- Minimum of bachelor’s degree is required
- Minimum of three (3) years’ experience in a compliance role preferred
- Minimum of three (3) years’ experience in the financial industry preferred
- Strong analytical and problem-solving skills
- Ability to take initiative, identify needs, make recommendations, implement them, and evaluate effectiveness
- Excellent interpersonal, conflict-management, judgment, confidentiality, influence, and cross-functional partnership skills
- Strong verbal and written communication skills
- Ability to adapt in a fast-paced and changing environment
- Proficient computer skills and working knowledge of internet and standard business applications such as Microsoft Office
- Commitment to organizational core values and key competencies
- Ability to motivate and lead a team, including training, guidance, performance coaching, and feedback
- Excellent organizational skills and attention to detail
- Ability to manage multiple conflicting priorities
- Ability to establish and enhance processes to improve business results
- Ability to think strategically and deliver tactically
- Regularly remain stationary up to 100% of the workday
- Constantly operate a computer and other standard office equipment
- Ability to talk and hear to exchange accurate information
- Close visual acuity for preparing and analyzing data and figures, viewing a computer terminal, and extensive reading
- Participation in the E-Verify program to confirm employment eligibility
Benefits
Comp & perks- Competitive base pay and performance bonuses, dependent on role
- Medical, dental, vision, telemedicine, supplemental insurance benefits
- Long-term and short-term disability
- 401K with employer match and 100% immediate vesting
- Paid Time Off (PTO) and paid company holidays
- Paid Volunteer Time Off (VTO) annually
- Tuition reimbursement
- Parental leave
- Business casual work environment