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Core Competencies
Role fitCore Competencies
Use this summary to align your resume positioning with the role.
Demonstrates expertise in managing regulatory compliance processes, including licensing, documentation, and governance. Proficient in utilizing compliance tools and maintaining audit-ready documentation while ensuring adherence to industry regulations.
Highest-signal resume keywords
Regulatory Compliance ManagementEntity Licensing ExperienceGovernance and Committee SupportDocument and Records DisciplineHIPAA Privacy and Security Knowledge
ATS Keywords
Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills
Regulatory OperationsDeadline ManagementDocument TrackingVersion ControlIncident ReportingRegulatory Change ManagementAudit DocumentationCompliance FilingsData AnalysisReporting
Soft Skills
Sound JudgementAttention to DetailOrganizational SkillsCommunication SkillsProblem-Solving
Tools & Technologies
Microsoft 365Google WorkspaceGovernance PlatformsContract Lifecycle Management ToolsE-Signature Workflows
Certifications & Qualifications
CCEPCHCCIPP/USInsurance Licensing Designation
Industry Keywords
Health InsuranceThird-Party AdministrationICHRABenefits AdministrationACAERISAMarket Conduct ExaminationsSOC Audits
About the role
Key responsibilities & impact- Own the enterprise regulatory calendar, including filing deadlines, license renewals, committee cadences, exam dates, and training requirements
- Run an advance-notice cycle and escalate at-risk items before they are late
- Serve as primary internal contact for TPA licensing and Secretary of State vendors
- Assemble required documentation, track filings through approval, and resolve deficiency notices
- Maintain an independent state-by-state record of license status, numbers, expirations, and fees
- Manage designated responsible person/producer designations and hold vendors accountable to deadlines and service standards
- Provide lifecycle support for the Compliance Committee and sub-committees, including scheduling, agendas, materials, minutes, and decision logs
- Maintain committee charters, rosters, and work plans
- Prepare executive reporting packages through the Board Audit Committee
- Prepare and submit Compliance-owned regulatory filings
- Maintain repeatable filing playbooks and reconcile filings submitted versus required
- Operate the centralized Compliance intake queue by logging, triaging, routing, and tracking items to closure
- Support incident management, including PHI incidents, with Privacy and Information Security
- Produce intake and incident reporting on volume, aging, closure rates, and emerging themes
- Support regulatory change management by logging alerts and rule changes, routing impact assessments, and tracking implementation tasks
- Coordinate external regulatory audits and market conduct exams
- Manage document requests, evidence collection, response tracking, and remediation through closure
- Maintain audit-ready documentation across all functions
Requirements
What you’ll need- 5+ years of experience in compliance, regulatory operations, insurance licensing, legal operations, or a comparable administrative and operational role in a regulated industry
- Experience owning deadline-driven regulatory processes with external consequences for missed deadlines
- Sound judgement with confidential and sensitive information
- 5+ years of hands-on experience with entity licensing, state registrations, or similar regulatory processes
- 5+ years of experience working with outsourced service providers or similar independent internal or external parties
- 5+ years of experience supporting formal governance or committee processes, including agendas, minutes, and action item tracking
- 5+ years of exceptional document and records discipline, including version control and audit-ready writing
- 2+ years of advanced experience with Microsoft 365 and/or Google Workspace
- Ability to build usable trackers and straightforward reporting
- Experience in health insurance, third-party administration, ICHRA, or health benefits administration
- Working knowledge of HIPAA Privacy and Security, ACA, and ERISA as they apply to benefits administration
- Experience with governance, risk, and compliance platforms, contract lifecycle management tools, or e-signature workflows
- Experience supporting market conduct examinations, SOC audits, or similar third-party assessments
- Relevant certification such as CCEP, CHC, CIPP/US, or an insurance licensing designation
Benefits
Comp & perks- Alternative medicine coverage
- Flexible PTO
- Up to 16 weeks paid parental leave
- Paid holidays
- 401(k) program
- Transportation perks
- Education reimbursement
- 2 days of paid paw-ternity leave
- Standard health and wellness benefits
