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Group 1001

Compliance Director

Group 1001

. Lead the design, implementation, and oversight of the compliance framework for the direct-to-consumer annuity platform .

Posted 9/21/2026full-timeRemote • Massachusetts • United StatesLead💰 $135,000 - $165,000 per yearWebsite

Core Competencies

Role fit
Core Competencies

Use this summary to align your resume positioning with the role.

Demonstrates extensive compliance expertise in the life and annuity industry, with a focus on direct-to-consumer sales models and digital distribution. Capable of translating complex regulatory requirements into actionable business solutions while leading cross-functional collaboration and compliance training initiatives.

Highest-signal resume keywords
Compliance Framework DesignLife And Annuity Industry ExpertiseRegulatory Change ManagementDigital Marketing ComplianceStrategic Compliance Guidance

ATS Keywords

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Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills
Compliance ExperienceFixed And Fixed Index Annuities KnowledgeRegulatory Requirements AnalysisMarketing And Advertising ReviewProduct Development ComplianceRisk-Based GuidanceProcess CreationRegulatory Examination LeadershipConsumer Protection RequirementsAdvertising Standards Knowledge
Soft Skills
Analytical SkillsCommunication SkillsProblem-Solving SkillsPartnership SkillsInfluencing Skills
Tools & Technologies
Digital Marketing Compliance ToolingReview Workflow PlatformsContent Management Systems
Certifications & Qualifications
Series 6 RegistrationSeries 7 RegistrationSeries 24 RegistrationSeries 26 Registration
Industry Keywords
State Insurance LawsNAIC Model RegulationsFINRA RequirementsSEC RequirementsConsumer Protection ObligationsElectronic Delivery RulesDirect-To-Consumer DistributionFintechInsurtechAdvertising Principles

About the role

Key responsibilities & impact
  • Lead the design, implementation, and oversight of the compliance framework for the direct-to-consumer annuity platform
  • Ensure adherence to applicable state insurance laws, NAIC model regulations, FINRA/SEC requirements, advertising standards, privacy requirements, electronic delivery rules, and consumer protection obligations
  • Partner with Product, Operations, Marketing, Engineering, Design, and Technology teams to review and approve digital customer journeys, marketing and advertising, disclosures, online applications, and sales processes
  • Serve as the compliance lead for new product development initiatives
  • Advise cross-functional stakeholders on product design, features, disclosures, distribution strategy, and implementation
  • Build scalable review workflows, checklists, and self-service tools
  • Lead regulatory change management by identifying emerging laws, regulations, and industry guidance, assessing business impact, and driving timely implementation
  • Develop and deliver compliance training across the Gainbridge organization
  • Contribute to the broader Group 1001 Life and Annuity compliance program and share best practices enterprise-wide

Requirements

What you’ll need
  • 7+ years of progressive compliance experience within the life and annuity industry, ideally including direct-to-consumer or digital distribution
  • Bachelor’s degree required
  • Deep working knowledge of fixed and fixed index annuities, including state insurance laws, NAIC model laws, advertising standards, consumer protection requirements, and electronic delivery
  • Demonstrated experience providing strategic compliance guidance for product development, digital distribution, and direct-to-consumer sales models within the life and annuity industry
  • Extensive experience reviewing marketing and advertising for annuity products across digital, print, social media, and other distribution channels
  • Strong partnership and influencing skills across product, operations, technology, marketing, and leadership
  • Exceptional analytical, communication, and problem-solving skills
  • Ability to translate complex regulatory requirements into practical risk-based guidance and actionable business solutions
  • Comfortable creating processes and tooling where none exist
  • Comfortable operating in ambiguity and moving at startup speed inside an established insurance enterprise
  • Prior experience supporting a direct-to-consumer fintech or insurtech platform
  • Experience with digital marketing compliance tooling, review workflow platforms, or content management systems
  • Familiarity with SEC/FINRA advertising principles
  • Series 6, 7, 24, or 26 registrations, or willing to obtain
  • Experience leading regulatory examinations, market conduct examinations, audits, or responding to regulatory inquiries

Benefits

Comp & perks
  • Comprehensive health insurance plan options
  • Dental insurance plan options
  • Vision insurance plan options
  • Basic and Supplemental Life Insurance
  • Short- and Long-Term Disability
  • Employee Assistance Program
  • Wellness programs
  • 401K plan with matching contributions by the Company