Hinduja Tech Limited

Risk

• Maintain top-down and bottom-up risk assessments and registers, engaging stakeholders across the business
• Support maintenance and Board approval of risk appetite statements
• Review, enhance, calibrate and maintain KRIs across all business areas, aligning thresholds to risk appetite
• Implement third-party risk frameworks and oversight
• Support quarterly risk assessment cycles across business units
• Maintain and enhance incident investigation processes, including escalation, root cause analysis, action closure and reporting
• Review and maintain the Business Continuity Plan and Disaster Recovery arrangements
• Support annual operational resilience self-assessment, including important business services mapping, impact tolerances and testing arrangements
• Coordinate BCP and DR scenario testing, document outcomes and track remediation actions
• Assess operational resilience implications of new business initiatives and platform migrations
• Prepare risk-focused board and committee papers, including standing RCC reports
• Support the ICARA process, including scenario stress testing and wind-down planning
• Contribute to governance embedding and Terms of Reference development for risk-related committees
• Take ongoing ownership of the risk management framework
• Collaborate with SLT and first-line stakeholders to embed risk processes
• Maintain clear documentation of the risk framework

Risk Manager

Compliance

• Own the design, maintenance and delivery of the Compliance Monitoring Plan (CMP), including risk-based prioritisation of reviews
• Plan and execute monitoring reviews, testing and sample-based assurance work across the business
• Engage with business stakeholders as part of these activities
• Ensure cross-linkage with other second line activities, eg risk assessments, risk registers, regulatory change, incident investigation etc
• Conduct compliance surveillance and thematic reviews to identify issues, control gaps and instances of non-compliance
• Monitor financial crime controls as part of the monitoring programme
• Track and follow up remediation actions arising from monitoring findings through to completion
• Prepare compliance monitoring papers and reports for the Risk and Compliance Committee and Board, covering findings, themes and remediation progress
• Coordinate reviews and sign-off of monitoring outcomes with relevant governance forums, including the Risk and Compliance Committee
• Schedule and coordinate third-party thematic reviews and assurance work
• Report directly to the Chief Risk and Compliance Officer

Risk Manager

Compliance Monitoring Manager