Client Due Diligence Analyst – FTC

Nomura

. Act as key liaison and subject matter expert supporting IWM Front Office on Rolling and Event Triggered Reviews .

Posted 10/2/2026full-timeSingapore • SingaporeJuniorMid-LevelWebsite

Core Competencies

Role fit

Core Competencies

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Demonstrates expertise in KYC Operations and Compliance within Wealth Management, focusing on risk assessment, documentation validation, and regulatory adherence. Proficient in collaborating with cross-functional teams to enhance processes and ensure compliance with KYC/AML regulations.

Highest-signal resume keywords

Wealth Management KYC OperationsKYC/AML Regulatory RequirementsDocumentation ValidationMicrosoft ExcelPowerBI

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

KYC ControlsClient Risk AssessmentDocument ValidationSystem UpdatesDue DiligenceProcess EnhancementsRisk-Based ApproachesEvent-Triggered ReviewsClient Static Data ManagementMetrics-Driven Management

Soft Skills

Strong Written CommunicationEffective Verbal CommunicationIntegrityStrong Work EthicCollaboration

Tools & Technologies

Microsoft WordMicrosoft PowerPointMicrosoft TeamsPythonAlteryxAILLMNLP

Industry Keywords

Financial Crime ComplianceRegulatory ReportingRisk MitigationComplianceAsia Regulators

Tech Stack

Tools & technologies

Python

About the role

Key responsibilities & impact

Act as key liaison and subject matter expert supporting IWM Front Office on Rolling and Event Triggered Reviews
Execute KYC controls for Wealth Management clients and counterparties
Review documentation, conduct name screening and update client static data
Perform periodic and event-triggered reviews
Manage cases by monitoring progress and collaborating with Front Office, Financial Crime Compliance and Business Management teams
Assess client risk and implement risk-based approaches
Validate and update client information and documents accurately and promptly in systems
Ensure seamless feeds to internal systems and internal or regulatory reporting
Update KYC procedures and implement operational changes required by policy
Identify system and process enhancements focused on controls and efficiency
Work with IT teams to implement enhancements
Contribute to risk mitigation, process scalability, metrics-driven management and client service initiatives
Participate in automation and control enhancement projects
Partner with Front Office, Operations, Compliance and Legal teams to safeguard clients and protect the Bank

Requirements

What you’ll need

At least 2 years of relevant experience in Wealth Management KYC Operations or Compliance
Well versed with KYC/AML and regulatory requirements suggested by MAS and other major Asia regulators
Strong written and verbal communication skills
Ability to communicate effectively across all levels
Ability to understand different risk types associated with clients, including individuals, private companies and corporations
Strong documentation validation skills
Ability to work independently with minimal supervision
Ability to thrive in virtual, collaborative team environments
Integrity and strong work ethic
Vigilance to identify and escalate potential non-compliance risks promptly
Good knowledge of Microsoft Excel, Word, PowerPoint and Teams
Knowledge and experience with PowerBI, Python, Alteryx, AI, LLM or NLP preferred
Experience performing hands-on KYC and document tasks, including system updates, due diligence, document validation and uploads, with at least 3 to 5 years of experience

Benefits

Comp & perks

Equal opportunity employment policy
Diversity, equity and inclusion commitment
Psychological safety and risk culture
Professional development and knowledge-sharing opportunities
Virtual, collaborative team environment