Nomura

Vice President

• Allocate collateral and maintain Tri-Party Repos reaching upwards of $100B/day notional
• Manage firm liquidity and funding by maximizing collateral allocations to minimize unfinanced collateral costs
• Support trading and sales desks through complex collateral allocations and new client business implementation
• Work with settlements to ensure timely deliveries that do not hinder firm liquidity
• Manage daily relationships with clients and other stakeholders
• Assist with trade discrepancies and related setbacks
• Participate in due diligence and execution of BNY offerings aimed at enhancing daily liquidity management
• Support Rates/Repo Front Office, Trading desk, and Treasury teams

Tri-Party Operations Vice President

Product Manager

• Function as a liaison between business stakeholders and technology teams
• Ensure requirements are accurately captured, processes are streamlined, and deliverables are aligned with business objectives
• Analyze and document current-state and future-state business, identifying gaps and opportunities for improvement
• Convert business objectives and requirements into clear, actionable specifications for technology teams
• Facilitate user acceptance testing (UAT) and sign-off of applications and processes
• Assess and communicate the impact of technology changes on business operations, processes, and roles
• Develop training materials, conduct training sessions, and provide ongoing support to business users during and after migration
• Proactively identify business risks related to migration, integration, and process changes and implement necessary mitigation strategy
• Gather and analyze feedback from business users to identify areas for process improvement and optimization
• Document lessons learned and best practices for future migrations, technology transitions, and overall platform support

Data Analyst

• Partner with business and technology stakeholders to gather, document, and validate requirements for the End of Day Consistency initiative
• Translate functional needs into clear specifications and user stories for the delivery team
• Analyze data flows, reconcile discrepancies, and perform quality checks across source systems
• Identify gaps and recommend remediation steps
• Analyze structured and unstructured data from multiple internal and external systems for business, risk, and operational reporting
• Document data definitions, lineage, and methodologies for governance, auditability, and knowledge transfer
• Present analysis and insights to senior stakeholders, adapting technical detail to the audience
• Support UAT and post-implementation activities by designing test scenarios, tracking issues to resolution, and producing status reporting and documentation

Business/Data Analyst

Analyst

• Act as key liaison and subject matter expert supporting IWM Front Office on Rolling and Event Triggered Reviews
• Execute KYC controls for Wealth Management clients and counterparties
• Review documentation, conduct name screening and update client static data
• Perform periodic and event-triggered reviews
• Manage cases by monitoring progress and collaborating with Front Office, Financial Crime Compliance and Business Management teams
• Assess client risk and implement risk-based approaches
• Validate and update client information and documents accurately and promptly in systems
• Ensure seamless feeds to internal systems and internal or regulatory reporting
• Update KYC procedures and implement operational changes required by policy
• Identify system and process enhancements focused on controls and efficiency
• Work with IT teams to implement enhancements
• Contribute to risk mitigation, process scalability, metrics-driven management and client service initiatives
• Participate in automation and control enhancement projects
• Partner with Front Office, Operations, Compliance and Legal teams to safeguard clients and protect the Bank

Client Due Diligence Analyst – FTC

• Support the US Prime business line, including Cash Prime Brokerage, Synthetic Prime Brokerage and Equity Finance activities
• Perform daily and monthly P&L for US Prime Finance
• Sign off on flash-to-actual analysis, reconciliations, manual adjustments and balance sheet attestation
• Resolve booking, valuation and financial resource usage issues with Trading, Treasury, Middle Office/Ops, IT, Market Risk, Financial Reporting, Regulatory and IPV teams
• Analyze Funds Transfer Pricing and financial resource consumption, including balance sheet, leverage exposure, RWA and NSFR
• Explain day-over-day and variance analysis and implications for business decision-making
• Represent Product Control in governance and risk forums
• Present issues, remediation plans and control status to senior audiences
• Act as primary point of contact for Internal Audit, external audit and regulatory reviews
• Advise the US Prime desk head and senior business management on revenue drivers, margin trends, financing spreads and balance sheet usage
• Support new business initiatives and products by assessing P&L, valuation, booking model and financial resource implications
• Drive the change and technology agenda for the Prime Product Control platform
• Shape requirements, prioritize the book of work and partner with Technology teams on automation, standardization and scalable process design

Vice President, US Prime Product Control

Financial Planning and Analysis

• Perform financial analysis, valuation, due diligence coordination, and process management
• Interact with client deal teams
• Coordinate and work with product, geography, and industry teams
• Work on sell-side M&A, buy-side M&A, equity raising, and leveraged buyout transactions
• Engage broadly with M&A, Leveraged Finance, Financial Sponsors, DCM, Structured and Risk Solutions teams, including IR and FX derivatives
• Manage teams to deliver client needs
• Contribute to Nomura’s Greentech Industrials & Infrastructure team, focusing particularly on Energy Transition and Transport

Investment Banker – Greentech Industrials & Infrastructure, Associate

Controller

• Own the overall integrity of daily/monthly P&L for Treasury and Corporate books
• Provide senior review and sign-off on revenue attribution across funding spread, interest rate risk, FX translation, and liquidity premium
• Take ownership of significant P&L and balance-sheet movements across regional entities
• Maintain sources and uses of funds for regional entities and act as primary escalation point to the Funding Desk Head
• Oversee regional issuance entities from the Treasury Product Control perspective
• Ensure controls are consistently applied and enhanced during month-end and quarter-end reporting
• Identify control gaps and drive remediation for breaches or near-misses
• Support business-line controllers on funding allocation and new FTP implementation
• Implement appropriate accounting in legal entities, including hedge accounting where required
• Support book opening, closing, and dormancy reviews
• Participate in Trading Book/Banking Book classification reviews and ensure required approvals are documented
• Maintain documentation trails for governance decisions, audit, and regulatory review
• Investigate and resolve P&L and control-account/book breaks
• Coordinate with Middle Office and Settlements and escalate governance gaps
• Escalate outstanding breaks to senior management and the business
• Partner with Treasury Desk Heads on funding-cost optimization
• Enhance funding-related analytics and attribution methodologies with Global Markets
• Lead the design and enhancement of Unsecured Funding reporting
• Advise Treasury and Global Markets stakeholders on P&L and balance-sheet implications of funding structures
• Streamline or automate recurring funding and Unsecured Funding reporting
• Develop finance professionals across onshore and offshore teams
• Foster continuous improvement and professional development
• Collaborate with Treasury, Regulatory Reporting, Risk, Operations, Middle Office, and Technology teams
• Mentor junior team members and support career growth

VP, Product Controller – Treasury

Research Analyst

• Analyze Residential and Commercial Mortgage Backed Securities (MBS/RMBS/CMBS) and Collateralized Loan Obligations (CLOs)
• Model and analyze various datasets
• Contribute to research reports
• Service institutional clients
• Analyze prepayment and default trends for mortgage products
• Recommend relative value trades
• Monitor ownership structures across sectors
• Monitor policy developments
• Analyze corporate credit and leveraged loans

Securitized Products Research Analyst, US Fixed Income

Program Manager

• Manage high-performing transformation team members, including PMO, project managers, business analysts, and process analysts
• Provide strategic oversight and governance for critical initiatives, including strategic plans, operating model redesign, and acquisition integration
• Embed Nomura’s program governance framework with milestones, accountability, business outcomes, and escalation protocols
• Monitor cross-functional workstreams and resolve critical risks and blockers through senior stakeholder engagement
• Drive accountability for quality and timely project deliverables
• Coordinate strategic initiatives across business units, central functions, IT, and support teams
• Build relationships with stakeholders across Nomura, including EMEA and AEJ
• Identify priority, resource, and approach conflicts and escalate decisions with recommendations
• Maintain program governance and communication plans
• Prepare executive-level updates, monthly governance materials, and change orders
• Facilitate working groups and steering committees
• Track progress against strategic business objectives
• Monitor KPIs, business outcomes, milestones, and budget adherence
• Provide early warnings on risks and issues and recommend course corrections
• Conduct post-implementation reviews and capture lessons learned
• Analyze initiatives, organizational design options, vendor optimization, and cost structure improvements
• Support business case development and investment decisions
• Identify process improvements and streamline workflows

Senior Program Manager

Compliance

• Support administration of the NAM International Code of Ethics across the Firm's covered entities in the US, EMEA and Asia ex-Japan
• Support the pre-clearance system and personal trading program, including holdings and transaction reporting, Reportable Account and Approved Broker records, restricted list screening, holding periods and blackout windows
• Administer Code acknowledgement and annual certification cycles, including distribution, tracking and follow-up with non-responders
• Maintain access person and covered person lists
• Onboard new joiners with Code materials and reporting instructions
• Process role changes and departures
• Log and track political contributions, gifts and entertainment, outside business activities and interests, and limited offering and private placement approval requests
• Escalate threshold breaches and exceptions for review
• Maintain personal trading and Code of Ethics records to support Rule 204-2 and Rule 17j-1 recordkeeping requirements
• Retrieve records for internal audit and regulatory examinations
• Produce recurring management information on pre-clearance activity, submission status, exceptions and violation trends to support governance and Fund board reporting
• Help distribute Code amendments and appendix updates
• Prepare training materials and coordinate sessions
• Support system and automation improvements
• Report to the Code of Ethics and Employee Compliance Lead

Analyst, Employee Compliance

DevOps Engineer

• Administer and support the production environment
• Engineer reliability into supported products and services, including the monitoring and observability platform
• Shape future monitoring strategy and direction within the Nomura Group
• Provide cross-functional engagement and support adoption of the Telemetry, Observability and Monitoring platform
• Understand observability and notification tools and frameworks and assist development and production support teams with usage issues
• Act as custodian of the production environment and build and maintain robust, scalable, highly available systems
• Prevent production incidents and perform incident management, problem management, and root-cause analysis
• Push changes and releases reliably through effective change and release management
• Respond to alerts quickly and prevent recurrence
• Triage alerts, requests, and emails according to priority
• Engage with users and provide guidance for a good customer experience
• Collaborate in a global agile team, participating in sprint planning, reviews, and continuous improvement
• Build and maintain scalable, reliable monitoring solutions for Nomura’s global infrastructure
• Contribute to architectural decisions affecting the observability platform
• Champion observability best practices across the organization
• Partner with engineers to optimize operational efficiency and system resilience
• Use AI tools such as Claude and Copilot with appropriate guardrails
• Mentor and guide other SREs

Observability SRE, Site Reliability Engineer

Attorney

• Lead and independently manage high-value, complex commercial negotiations across regions, including technology and infrastructure agreements, service agreements, and real estate and facilities transactions
• Structure and negotiate sophisticated multi-jurisdictional commercial agreements and key partnerships
• Identify and highlight risks to stakeholders for approval
• Support multiple business units on complex day-to-day legal matters and manage legal risk across commercial operations
• Provide counsel on regulatory compliance across multiple jurisdictions
• Partner with regional lawyers and business partners across EMEA, US, and Asia-ex-Japan
• Lead and direct major technology transformation and digital innovation legal initiatives
• Serve as trusted advisor to senior management
• Build and maintain relationships with external counsel, regulators, and industry bodies
• Lead cross-functional initiatives with risk, compliance, and business teams
• Manage escalated legal matters and crisis situations
• Lead and mentor a team of 10 to 15 legal professionals
• Provide training and guidance on complex matters
• Drive knowledge sharing and best practices
• Contribute to talent development and succession planning initiatives
• Foster a collaborative culture within the legal function

Corporate Legal

Associate

• Monitor daily and weekly exposures across trading books, tracking counterparty, issuer, and sector risks against risk limits
• Analyze credit risk metrics and flag anomalies
• Manage limits and excesses by product, counterparty, and country, escalating breaches according to protocols
• Prepare senior management presentations on credit risk metrics and ad-hoc analysis
• Create regulatory reports for PRA, HK SFC, MAS, and other regulatory processes
• Prepare reports for multi-divisional forums
• Drive the data management strategy for Credit Risk Infrastructure and help develop data architecture
• Provide ad-hoc risk views and drill-down analysis of less transparent risks and issues important to senior management
• Identify process inefficiencies and propose automation and tools
• Collaborate with IT to streamline workflows and develop risk and compliance tools
• Ensure compliance with MAS, HK SFC, JFSA, Dodd-Frank, and other global/regional regulations
• Track issues, monitor remediation, and perform governance reviews of analyst processes
• Maintain policies, procedures, escalation paths, and training materials
• Resolve audit findings and perform reconciliations to validate data accuracy

Associate, Credit Risk Infrastructure Officer

Software Engineer

• Build and maintain high-performance, low-latency Java applications for a systematic trading platform, including order management, execution algorithms, risk management, and pricing systems
• Own the full software development lifecycle from requirements gathering and technical design through implementation, testing, deployment, and production support
• Implement complex multithreading, asynchronous/event-driven patterns, and performance optimization techniques for low-latency, high-throughput trading operations
• Build and maintain integrations with external trading systems, exchanges, and execution venues using FIX protocols, messaging middleware, and market data feeds in Linux environments
• Work directly with Traders, Quants, and Risk Managers to translate trading requirements into robust, scalable technical solutions
• Support implementation of custom signals and trading strategies
• Ensure high standards through comprehensive testing, code reviews, and software engineering best practices

Senior Developer – Front Office

Accounting Manager

• Serve as subject matter expert for US GAAP accounting standards and provide authoritative guidance on complex technical accounting matters
• Research, interpret, and apply US GAAP standards to new and emerging transactions, products, and business initiatives
• Develop, document, and maintain US accounting policies and procedures
• Monitor and assess the impact of new and proposed US GAAP standards, including implementation planning and stakeholder communication
• Provide technical accounting guidance on financial instruments, revenue recognition, consolidation, fair value measurement, and hedging
• Manage and oversee preparation and audit of legal entity statutory audited financial statements
• Supervise two professionals responsible for statutory reporting deliverables
• Coordinate with external auditors and resolve audit findings
• Ensure compliance with statutory reporting requirements and regulatory filing deadlines
• Review and approve statutory financial statements, footnote disclosures, and management assertions
• Provide US GAAP accounting support to business divisions and corporate functions
• Advise on accounting treatment for new products, transactions, M&A activity, and strategic initiatives
• Translate complex accounting requirements into actionable guidance for non-finance stakeholders
• Serve as primary liaison with internal and external auditors
• Support SOX compliance efforts related to accounting policies and financial reporting controls
• Participate in quarterly and annual audit planning discussions and technical accounting consultations
• Manage, mentor, and develop two direct reports
• Foster technical excellence, continuous learning, professional development, and knowledge sharing
• Support talent development through coaching, performance feedback, and career planning