FREE ACCESS
5,000–10,000 jobs/day
See all jobs on Scoutfield
Search thousands of fresh jobs every day.
Discover
- Fresh listings
- Fast filters
- No subscription required
Create a free account and start exploring right away.
Core Competencies
Role fitCore Competencies
Use this summary to align your resume positioning with the role.
Demonstrates expertise in compliance monitoring, risk assessment, and regulatory reporting within financial services, with a strong focus on FCA regulations and effective stakeholder management. Proficient in utilizing AI and automation tools to enhance compliance processes and reporting efficiency.
Highest-signal resume keywords
Compliance MonitoringFCA RegulationsAnalytical SkillsStakeholder ManagementAI Technologies
ATS Keywords
Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills
Compliance MonitoringRisk AssessmentControl TestingReport WritingEvidence AnalysisGovernance ReportingIncident ManagementDue Diligence ReviewsFinancial Crime RequirementsRisk-Based Monitoring
Soft Skills
Analytical SkillsInvestigative SkillsOrganisational SkillsCommunication Skills
Tools & Technologies
Data Reporting ToolsAI ToolsAutomation Tools
Certifications & Qualifications
ICACISI
Industry Keywords
Wealth ManagementAsset ManagementFinancial ServicesConsumer DutyCOBSSYSCPROD
About the role
Key responsibilities & impact- Deliver compliance monitoring reviews and control testing across Wealth, Asset Management, and Legal & Tax
- Identify, document and escalate compliance risks, control weaknesses, and root causes
- Maintain incident records and support investigations, remediation tracking, and customer impact assessments
- Gather and analyse evidence, produce monitoring reports, and maintain action trackers
- Prepare management information for governance and regulatory reporting
- Support due diligence reviews of outsourced providers
- Use AI and automation tools responsibly to enhance monitoring and reporting processes
- Work closely with the Head of Compliance to analyse evidence, assess control effectiveness, support governance reporting, and improve monitoring efficiency
Requirements
What you’ll need- Experience in compliance monitoring, audit, assurance, risk, or a similar financial services role
- Knowledge of FCA regulations, including Consumer Duty, COBS, SYSC, PROD, financial crime requirements, and risk-based monitoring
- Strong analytical, investigative, and report-writing skills
- Ability to assess evidence, identify control weaknesses, and communicate findings clearly
- Excellent stakeholder management and organisational skills
- Confidence using data, reporting tools, and emerging AI technologies
- Desirable: ICA, CISI or similar qualification
- Desirable: experience within wealth management or asset management
- Desirable: exposure to AI-enabled compliance monitoring
Benefits
Comp & perks- Professional development opportunities
- Exposure to governance reporting, compliance monitoring, incident investigations, root cause analysis, and AI-driven monitoring solutions