FREE ACCESS
5,000–10,000 jobs/day
See all jobs on Scoutfield
Search thousands of fresh jobs every day.
Discover
- Fresh listings
- Fast filters
- No subscription required
Create a free account and start exploring right away.
Core Competencies
Role fitCore Competencies
Use this summary to align your resume positioning with the role.
Demonstrates extensive compliance expertise within FCA-regulated financial services, with a strong focus on regulatory guidance, risk management, and stakeholder engagement. Proven ability to lead compliance teams and drive continuous improvement initiatives through effective governance and technology.
Highest-signal resume keywords
FCA Regulations KnowledgeCompliance Team LeadershipGovernance And Risk ManagementFinancial Crime Framework SupportStakeholder Engagement
ATS Keywords
Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills
Compliance MonitoringRegulatory GuidanceIssue ManagementRemediationFinancial Crime ComplianceComplaints ManagementRegulatory Change ExposureAcquisitions SupportContinuous Improvement InitiativesTechnology And Automation Implementation
Soft Skills
Excellent CommunicationCollaborationAccountability
Tools & Technologies
Compliance TechnologyAI Utilization
Certifications & Qualifications
CIICISIICA
Industry Keywords
FCA-Regulated Financial ServicesWealth ManagementFinancial AdviceAsset ManagementConsumer DutySM&CRSYSCCOBSDISP
About the role
Key responsibilities & impact- Support and deputise for the Head of Compliance, providing leadership across all compliance teams
- Oversee the delivery of Compliance Advisory, Monitoring, Financial Crime and Complaints activities
- Provide expert regulatory guidance and challenge on business initiatives, regulatory change and customer outcomes
- Ensure effective compliance monitoring, issue management, remediation and governance reporting
- Support the firm's financial crime framework, including AML, sanctions, fraud and related risks
- Oversee complaints processes to ensure fair customer outcomes and regulatory compliance
- Prepare reporting for senior management, committees and Boards, ensuring key risks are escalated appropriately
- Support regulatory engagement, acquisitions, business change and continuous improvement initiatives
- Drive efficiencies through technology, automation and responsible use of AI
- Develop a well-coordinated compliance function and a culture of accountability, collaboration and continuous improvement
Requirements
What you’ll need- Significant compliance experience within FCA-regulated financial services, ideally wealth management, financial advice or asset management
- Strong knowledge of FCA regulations, including Consumer Duty, SM&CR, SYSC, COBS, DISP and financial crime requirements
- Experience leading compliance teams and advising senior stakeholders
- Strong governance, risk management and stakeholder engagement skills
- Excellent communication skills with the ability to translate complex regulations into practical business solutions
- Professional qualifications such as CII, CISI or ICA (desirable)
- Experience across multiple compliance disciplines, including monitoring, advisory, financial crime and complaints (desirable)
- Exposure to regulatory change, acquisitions, integration projects and compliance technology (desirable)
Benefits
Comp & perks- Permanent employment
- Full-time employment
- Hybrid working arrangement