River Financial

Compliance

• Support the day-to-day operation of River’s compliance, fraud, sanctions, complaints, and dispute programs
• Use data analysis to identify trends in client activity, surfacing risk and operational gaps
• Own operational improvements to River’s compliance tooling and workflows by identifying inefficiencies and supporting changes with a data-driven approach
• Collaborate with Product and Engineering to improve and automate compliance operations to facilitate River’s growth
• Execute and enhance River’s compliance program policies, procedures, and controls
• Partner with Client Services and Finance to support investigations and recommend appropriate risk-based resolutions
• Conduct compliance-related outreach to clients while balancing regulatory requirements with a high-quality customer experience
• Support regulatory examinations, audits, and responses to legal and law enforcement inquiries
• Report to River’s leadership on compliance program trends, progress, and developments

Compliance Analyst

• Support the day-to-day operation of River’s compliance, fraud, sanctions, complaints, and dispute programs
• Use data analysis to identify trends in client activity, surface risk, and identify operational gaps
• Own operational improvements to River’s compliance tooling and workflows by identifying inefficiencies and supporting data-driven changes
• Collaborate with Product and Engineering to improve and automate compliance operations to facilitate River’s growth
• Execute and enhance River’s compliance program policies, procedures, and controls
• Partner with Client Services and Finance to support investigations and recommend appropriate risk-based resolutions
• Conduct compliance-related outreach to clients while balancing regulatory requirements with a high-quality customer experience
• Support regulatory examinations, audits, and responses to legal and law enforcement inquiries
• Report to River’s leadership on compliance program trends, progress, and developments