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Core Competencies
Role fitCore Competencies
Use this summary to align your resume positioning with the role.
Demonstrates expertise in compliance advisory support, regulatory frameworks, and consumer finance requirements, with strong analytical and project management skills. Capable of producing clear documentation and managing compliance-related initiatives effectively.
Highest-signal resume keywords
Compliance Advisory SupportRegulatory FrameworksProject ManagementAnalytical ThinkingComplaint Management Oversight
ATS Keywords
Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills
Compliance OperationsRisk ManagementQuality AssuranceIssue ManagementProduct Compliance AssessmentsThird-Party OversightComplaint HandlingChange ManagementMarketing ReviewDocumentation Production
Soft Skills
Strong Written CommunicationOrganizational SkillsInterpersonal SkillsSelf-MotivatedAdaptable
Industry Keywords
Consumer FinanceFintechBankingRegulated EnvironmentCompliance Requirements
About the role
Key responsibilities & impact- Provide compliance advisory support to business partners on consumer finance and payments requirements
- Support intake, tracking, and completion of Compliance Operations & Advisory work
- Perform second-line oversight reviews of complaint handling and contribute to complaint trend and root-cause analysis
- Maintain issue/action logs, validate remediation plans and evidence, and monitor aging to closure
- Review initiatives for compliance impacts, control readiness, and required approvals or escalations
- Conduct pre-use compliance reviews of marketing and customer communications
- Assist with product development compliance assessments for new products and material initiatives
- Support third-party compliance activities for customer-facing vendors
- Prepare written memos and governance-ready summaries for leadership and partner reporting
- Assist with information gathering for regulatory reviews, examinations, audits, and supervisory events
- Support additional compliance-related initiatives and projects as assigned
Requirements
What you’ll need- Self-motivated, adaptable, and capable of working independently or collaboratively
- Solid understanding of regulatory frameworks, laws, and compliance requirements applicable to consumer financial products and services
- Experience in compliance operations/advisory, risk management, quality assurance, or other control/oversight activities
- Strong written communication skills with the ability to produce clear documentation, memos, and evidence packages
- Strong project management and organizational skills, with the ability to prioritize effectively across multiple workstreams
- Analytical thinker with sound judgment and a proactive mindset
- Excellent interpersonal and communication skills
- High integrity, sound ethical judgment, and comfort escalating concerns when needed
- A BS/BA degree or higher in accounting, finance, business administration, legal studies, information systems, or a related field
- Minimum of 1 year of professional experience in consumer finance, fintech, banking, or another regulated environment preferred
- Experience supporting complaint management oversight, issues management, change management, marketing review, product compliance assessments, or third-party oversight is highly desirable
Benefits
Comp & perks- No specific benefits, perks, or compensation extras are stated in the posting