Shawbrook

Compliance

• Provide independent second-line oversight of Regulatory Compliance Risk across the Group
• Support the Director of Compliance & Conduct with Compliance and Conduct Risk responsibilities
• Manage the Group’s regulatory horizon-scanning process
• Identify, communicate and assign relevant regulatory developments to business owners
• Oversee and challenge first-line impact assessments and implementation of regulatory-driven change
• Own and maintain the Regulatory Compliance Risk Framework, relevant policies and supporting standards
• Oversee adherence to requirements and provide second-line challenge on gaps, exceptions and inconsistencies
• Oversee Conduct Risk identification, assessment, monitoring, controls and remediation
• Aggregate and challenge material risks, issues and control weaknesses
• Identify cross-business themes and escalate inadequately managed risks
• Provide Conduct Risk and Regulatory Compliance reporting to governance forums
• Analyse conduct events, complaints, customer outcomes and other data to identify risks, trends, root causes and systemic issues
• Provide pragmatic regulatory advice and guidance to the business
• Oversee regulatory awareness activity and management of regulatory permissions
• Analyse regulatory issues and themes to support root-cause identification and Group change programmes
• Drive proportionate improvements to business practices and the control environment
• Foster an effective Compliance and Conduct culture across the Group

Explore Senior Compliance Manager – Regulatory Risk at Shawbrook. Review requirements and application details.

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Senior Compliance Manager – Regulatory Risk