Compliance Quality Assurance Lead – Fiduciary Oversight, Testing

U.S. Bank

. Administer and execute testing activities within the Independent Risk Review and Assessment (IRRA) second line organization .

Posted 9/15/2026full-timeCharlotte • Arizona • United StatesSenior💰 $98,175 - $115,500 per yearWebsite

Core Competencies

Role fit

Core Competencies

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Demonstrates strong knowledge of fiduciary principles and risk management practices, with extensive experience in compliance reviews and regulatory examinations within financial institutions. Capable of effectively communicating complex regulatory matters and providing oversight and coaching to analysts.

Highest-signal resume keywords

Fiduciary PrinciplesRisk ManagementCompliance ReviewsAnalytical SkillsProject Management

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Risk AssessmentsRegulatory ExaminationsTrust AdministrationInvestment ManagementCompliance TestingControl EvaluationGovernance PracticesFiduciary LawsInvestment Advisory ActivitiesInternal Audit

Soft Skills

Critical ThinkingProblem-SolvingWritten CommunicationVerbal CommunicationCoaching

Industry Keywords

Fiduciary ServicesFinancial InstitutionRegulatory OversightAsset ManagementPersonal TrustInstitutional TrustCorporate TrustRegistered Investment AdviserFund ServicesCompliance Risks

About the role

Key responsibilities & impact

Administer and execute testing activities within the Independent Risk Review and Assessment (IRRA) second line organization
Partner with WCIB Business Units and Risk, Compliance, and Audit professionals to create, implement, maintain, review, and oversee an effective risk management framework
Complete projects and activities confirming compliance with fiduciary/trust requirements and applicable federal, state, and local laws and regulations
Identify control and process weaknesses through testing activities
Partner with Business Units and Risk Management groups to recommend and influence solutions mitigating compliance risks
Communicate testing results to the Manager, including well-written draft reports
Respond to and escalate significant risks as appropriate
Provide oversight, coaching, and feedback on work completed by supporting Analysts

Requirements

What you’ll need

Bachelor's degree, or equivalent work experience
Typically, more than six years of applicable experience
Strong knowledge of fiduciary principles, trust administration, discretionary investment management, and applicable fiduciary laws and regulations
Experience supporting or overseeing fiduciary and investment-related businesses, including Personal Trust, Institutional Trust, Corporate Trust, Asset Management, Registered Investment Adviser (RIA), or Fund Services activities
Background in legal, compliance, risk management, internal audit, regulatory oversight, or fiduciary services within a financial institution
Experience conducting risk assessments, audits, compliance reviews, testing, or regulatory examinations of fiduciary and investment advisory activities
Ability to identify and evaluate fiduciary, regulatory, operational, and investment-related risks, controls, and governance practices
Strong analytical, critical thinking, project management, and problem-solving skills
Excellent written and verbal communication skills, with the ability to present complex regulatory and risk matters to senior leaders and stakeholders
Ability to comply with U.S. Bank policies and procedures, including the Code of Ethics and Business Conduct and related workplace conduct and safety policies

Benefits

Comp & perks

Healthcare (medical, dental, vision)
Basic term and optional term life insurance
Short-term and long-term disability
Pregnancy disability and parental leave
401(k) and employer-funded retirement plan
Paid vacation (from two to five weeks depending on salary grade and tenure)
Up to 11 paid holiday opportunities
Adoption assistance
Sick and Safe Leave accruals of one hour for every 30 worked, up to 80 hours per calendar year unless otherwise provided by law
Incentive and recognition programs
Equity stock purchase
401(k) contribution and pension