Home Lending Lead Compliance Analyst

Wealthfront

. Conduct independent pre-funding and post-closing Quality Control reviews on Agency and Non-Agency mortgage loan files .

Posted 10/13/2026full-timeUnited StatesSeniorWebsite

Core Competencies

Role fit

Core Competencies

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Demonstrates extensive experience in residential mortgage compliance, including Quality Control and licensing management, with a strong understanding of mortgage regulations and the ability to conduct thorough file reviews and training. Proficient in utilizing the Nationwide Multistate Licensing System (NMLS) and managing compliance-related tasks effectively.

Highest-signal resume keywords

Residential Mortgage ComplianceQuality Control (QC)Nationwide Multistate Licensing System (NMLS)Mortgage Compliance RegulationsState-Specific Licensing Requirements

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Quality Control ReviewsFile ReviewRegulatory ReportingCompliance TrainingData Analysis

Soft Skills

Organizational SkillsAnalytical SkillsVerbal CommunicationWritten Communication

Certifications & Qualifications

BA/BS Degree

Industry Keywords

RESPATILATRIDECOAHMDAMAPGSE Underwriting Guidelines

About the role

Key responsibilities & impact

Conduct independent pre-funding and post-closing Quality Control reviews on Agency and Non-Agency mortgage loan files
Identify patterns in QC findings to improve automated system logic
Own and manage the end-to-end state company, branch, and individual Mortgage Loan Originator licensing program through the NMLS
Manage license renewals, Continuing Education and Pre-Licensing tracking, state reporting, and licensing inquiries
Partner on state expansion by researching state-specific origination guidelines and monitoring regulatory changes
Review and approve home lending marketing, advertising, and social media content for regulatory compliance
Investigate and disposition consumer complaints
Assist with home lending-specific compliance training
Manage preparation, quality assurance, and submission of annual regulatory reporting
Support fair lending monitoring related to underwriting, pricing, and geographic distribution
Support regulatory examinations, audits, and investor audits
Draft, maintain, and modernize standard operating procedures and departmental policies
Provide compliance guidance and lead targeted training sessions for Home Lending Operations

Requirements

What you’ll need

BA/BS degree
5+ years of direct experience in residential mortgage compliance, including time in Quality Control (QC) or licensing
Experience independently utilizing the Nationwide Multistate Licensing System (NMLS)
Willingness to obtain applicable registrations and/or licenses as necessary
Deep, practical understanding of mortgage compliance regulations, including RESPA, TILA, TRID, ECOA, HMDA, and MAP
Knowledge of GSE underwriting guidelines
Strong working knowledge of state-specific licensing, registration requirements, and the NMLS
Ability to independently conduct file reviews, analyze reports, and manage competing priorities with minimal guidance
Excellent organizational and analytical skills
Strong verbal and written communication skills, including ability to translate complex regulatory requirements for operations and sales teams

Benefits

Comp & perks

Equal opportunity employer
Diversity valued in the workplace