Compliance Associate

World Business Lenders, LLC

. Support the day-to-day operation of WBL's compliance program .

Posted 9/25/2026full-timeRemote • Turkey, Argentina, Costa Rica, Guatemala, Pakistan, ColombiaJuniorMid-LevelWebsite

Core Competencies

Role fit

Core Competencies

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Demonstrates expertise in compliance monitoring, risk assessment, and quality assurance within regulated financial services. Proficient in documentation management, policy administration, and corrective action tracking to ensure adherence to compliance standards.

Highest-signal resume keywords

Compliance MonitoringRisk AssessmentQuality AssurancePolicy AdministrationDocumentation Management

ATS Keywords

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Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills

Compliance TestingSample-Based ReviewsIssue LoggingRemediation TrackingEvidence Validation

Soft Skills

Analytical SkillsDeadline ManagementCommunication Skills

Tools & Technologies

Microsoft ExcelMicrosoft WordMicrosoft PowerPointCompliance Management SystemsWorkflow Management Systems

Certifications & Qualifications

Compliance CertificationRisk CertificationAudit Certification

Industry Keywords

Financial ServicesLending OperationsRegulated IndustryCommercial LendingMortgage Lending

About the role

Key responsibilities & impact

Support the day-to-day operation of WBL's compliance program
Perform scheduled monitoring and testing of lending, servicing, disclosure, licensing, and corporate compliance controls
Select samples, review records, document results, and retain supporting evidence
Identify exceptions, assess patterns, and escalate potentially material or repeated issues to the Team Lead
Support quality-assurance reviews and validate completion of corrective actions
Maintain compliance policy and procedure inventories, review schedules, approval histories, and published versions
Coordinate policy and procedure updates with process owners and confirm approvals and distribution
Administer compliance training assignments, attendance, attestations, completion tracking, and follow-up
Prepare checklists, job aids, communications, and reference materials
Enter findings, risks, owners, due dates, and corrective actions into the issue-management process
Follow up with action owners, review evidence, and maintain accurate status records
Assist with root-cause analysis, trend reporting, and identification of recurring control weaknesses
Maintain audit-ready documentation for compliance issues
Prepare dashboards and reports on monitoring, training, policy reviews, findings, and remediation
Respond to documentation requests from Legal, Internal Audit, Operations, and authorized stakeholders
Support compliance reviews of operational changes
Recommend workflow and documentation improvements based on testing results and recurring questions

Requirements

What you’ll need

Bachelor's degree in compliance, finance, business, accounting, legal studies, or a related field
Equivalent relevant experience may be considered
Compliance, risk, audit, or financial-services certification is preferred but not required
2+ years of experience in compliance, quality assurance, risk, audit, lending operations, servicing, or another controlled environment
Experience performing sample-based reviews, documenting findings, maintaining evidence, or tracking corrective actions
Familiarity with regulated financial-services processes is preferred
Strong analytical, documentation, spreadsheet, and deadline-management skills
Experience in financial services, commercial lending, private lending, banking, fintech, specialty finance, mortgage lending, or another highly regulated industry preferred
Compliance monitoring, testing, sampling, and workpaper documentation
Policy, procedure, training, and attestation administration
Issue logging, remediation tracking, and evidence validation
Microsoft Excel, Word, PowerPoint, and compliance or workflow-management systems
Stable, reliable internet connection
Professional and dedicated remote working setup
Ability to work effectively across a remote, multinational organization and maintain confidentiality

Benefits

Comp & perks

Compensation in USD
Paid time off (PTO)
Fully remote work environment