Business Intelligence Analyst

• Monitor TRF and ORF submissions overnight for health, rejections, and out-of-tolerance conditions
• Execute the 9:00pm (NYC Time) TRF opening rejection repair process, correcting and resubmitting failed trade reports within FINRA's reporting windows
• Review and manage the EBS submission queue, escalating unresolved items to the U.S. team
• Confirm successful completion of CAT submissions, investigating and escalating failures
• Prepare detailed end-of-shift reports summarizing exceptions, open items, and notable activity for the incoming U.S. team
• Escalate unresolved or high-severity issues promptly and determine when immediate U.S. involvement is required
• Maintain organized, auditable records of monitoring activity, repairs, and escalations in line with written supervisory procedures
• Build familiarity with FINRA/SEC trade reporting rules to identify patterns and recommend process improvements
• Partner with Engineering and Brokerage Operations to improve automation and reliability of overnight monitoring workflows

Explore Trade Reporting Analyst at DriveWealth. Review requirements and application details.