Chief Operating Officer

• Maintain the regulatory framework for Rabobank’s Swap Dealer activities
• Maintain the regulatory and operational framework for Rabo Securities USA, Inc., Rabobank’s U.S.-registered broker-dealer
• Provide KYC and CDD support for Markets and Treasury client owners
• Help satisfy internal and external requirements
• Manage counterparty and client onboarding and offboarding processes
• Coordinate onboarding and offboarding for Swap Dealer Associated Persons globally and RSI Registered Representatives
• Provide regulatory trade support and general trade assistance
• Coordinate business initiatives, projects, and operational improvements across Markets and Treasury
• Collaborate with business partners and colleagues to deliver high-quality service and advance operational improvements

Chief Operating Officer jobs in New York

Associate - COO, Markets