Newtown Savings Bank

Financial Crime

• Manage daily AML/BSA compliance reports, systems, and tasks
• Supervise BSA/AML staff, assess performance and training needs, delegate assignments, and provide coaching
• Perform secondary reviews and serve as the first escalation point for BSA/AML staff
• Ensure tasks are completed timely and in compliance with regulatory requirements and bank policies
• Produce accurate department reporting and KPIs
• Review BSA/AML alerts and investigate questionable activity
• Prepare and review CTRs, SARs, and related FinCEN reporting
• Support AML/BSA software testing, parameter reviews, and system validations
• Support audits and state and federal examinations
• Maintain case documentation and analyze transactional data for suspicious activity
• Review subpoenas, exempt/non-exempt customer reviews, 314(a)/(b) requests, and Section 311 reviews
• Maintain procedures, task lists, BSA/KYC records, and high-risk customer documentation
• Conduct enhanced due diligence and high-risk customer reviews
• Support project plans and ensure deliverables meet target dates
• Prepare risk assessments, Board reports, SAR reports, and KPI statistics
• Assist with AML/BSA training and deliver employee education
• Liaise with BSA/AML solution vendors and collaborate cross-functionally on process improvements

BSA/AML Team Leader