SoLo Funds

General Counsel

• Advise the General Counsel and business teams on legal and regulatory issues affecting consumer lending, payments, bank partnerships, and new products
• Draft, review, and negotiate commercial agreements, including vendor, technology, service provider, and strategic partnership agreements
• Prepare and update member-facing agreements, payment authorizations, disclosures, terms of service, and privacy notices
• Partner with Product and Engineering throughout product development to identify legal requirements and incorporate them into product design and implementation
• Review marketing materials, product claims, and member communications for legal and regulatory compliance
• Support the General Counsel on regulatory inquiries, examinations, investigations, disputes, and litigation, including coordinating with outside counsel
• Assist with corporate governance, financing and transaction diligence, and other legal matters
• Design, implement, maintain, and improve SoLo’s company-wide compliance management system
• Oversee compliance activities relating to consumer protection, lending, payments, privacy, AML/KYC, sanctions, and fraud prevention
• Translate applicable requirements into operational procedures, controls, and accountable business practices
• Manage compliance monitoring and testing, track findings, and oversee remediation
• Oversee consumer complaint compliance, including escalation, trend analysis, root-cause identification, and corrective action
• Support licensing activities, regulatory filings, renewals, and ongoing reporting obligations
• Lead compliance due diligence and oversight of vendors and service providers
• Coordinate regulatory examinations, partner reviews, and compliance-related audits
• Monitor legal and regulatory developments and guide implementation of necessary changes
• Develop and deliver employee compliance training
• Prepare compliance reporting for the General Counsel, management committees, and Board of Directors
• Maintain organized compliance records and support partner and investor diligence

Explore Associate General Counsel – Director of Compliance at SoLo Funds. Review requirements and application details.