TAG IMF

Compliance

• Perform continuous operational monitoring of TAG IMF participants.
• Ensure the distribution and follow-up of irregularity notices (CSOs).
• Monitor response SLAs and support the preparation of documentation for regulatory and dispute processes.
• Conduct the triage and initial handling of manual regulatory monitoring alerts (INCs and PRBs).
• Send standard communications to Participants.
• Track dispute response deadlines, maintain the spreadsheet of sent CSOs, and record justifications received from participants.
• Organize analyses, create tracking views, and work with large datasets related to customers’ operational monitoring.
• Collect, organize, and archive evidence to support inspection, penalty, and OFP investigation stages.
• Keep tracking dashboards in Trello and Google Sheets, as well as tickets in ServiceNow/TAGhub, up to date.

Explore Senior Operations and Compliance Analyst at TAG IMF. Review requirements and application details.