Financial Crime

• Manage daily AML/BSA compliance reports, systems, and tasks
• Supervise BSA/AML staff, assess performance and training needs, delegate assignments, and provide coaching
• Perform secondary reviews and serve as the first escalation point for BSA/AML staff
• Ensure tasks are completed timely and in compliance with regulatory requirements and bank policies
• Produce accurate department reporting and KPIs
• Review BSA/AML alerts and investigate questionable activity
• Prepare and review CTRs, SARs, and related FinCEN reporting
• Support AML/BSA software testing, parameter reviews, and system validations
• Support audits and state and federal examinations
• Maintain case documentation and analyze transactional data for suspicious activity
• Review subpoenas, exempt/non-exempt customer reviews, 314(a)/(b) requests, and Section 311 reviews
• Maintain procedures, task lists, BSA/KYC records, and high-risk customer documentation
• Conduct enhanced due diligence and high-risk customer reviews
• Support project plans and ensure deliverables meet target dates
• Prepare risk assessments, Board reports, SAR reports, and KPI statistics
• Assist with AML/BSA training and deliver employee education
• Liaise with BSA/AML solution vendors and collaborate cross-functionally on process improvements

BSA/AML Team Leader

• Perform transaction activity reviews, investigations and customer due diligence reviews for customers alerted for potentially suspicious activity, potential sanctions matches or elevated money laundering and terrorist financing risk
• Maintain reviews and investigations at a level commensurate with regulatory expectations
• Assist with Suspicious Activity Reporting (SAR) and enhanced due diligence (EDD) reviews
• Review and investigate alerts and potentially suspicious activity
• Make risk-based SAR recommendations and prepare SARs
• Conduct periodic holistic reviews of higher-risk individuals or entities
• Review and investigate potential sanctions-list matches
• Maintain working knowledge of BSA, USA PATRIOT Act, OFAC and sanctions-screening rules and regulations
• Assist in delivering financial crime consulting services to banks, money service businesses, third-party payment providers and FinTechs
• Handle other duties as assigned

Financial Crime Review Analyst

• Review transaction activity alerts for potentially suspicious activity, sanctions list matches, or elevated money-laundering and terrorist-financing risk
• Perform financial crime investigations and customer due diligence reviews
• Make risk-based Suspicious Activity Report recommendations and prepare SARs
• Conduct periodic holistic reviews of higher-risk individuals or entities
• Review and investigate potential sanctions-list matches
• Maintain working knowledge of BSA, USA PATRIOT Act, OFAC, and sanctions-screening regulations
• Assist with enhanced due diligence reviews for higher-risk customers
• Assist in delivering financial crime consulting services to banks, money service businesses, third-party payment providers, and fintechs
• Handle other duties as assigned

• Manage and coordinate the triannual update of KYC Requirements across all Business Units
• Design and lead KYC Program changes, including process simplification, risk-based approach reviews, automation, organizational redesign, and automated/perpetual KYC for periodic reviews
• Manage regulatory changes affecting KYC standards and expansions into new jurisdictions
• Partner with in-country compliance officers to obtain requirements and translate them into KYC requirements
• Engage cross-functional compliance and business-unit operations teams on execution
• Serve as subject matter expert and liaison for FLOD and SLOD teams on AML regulations and the AML Program
• Promote consistent global application of KYC standards
• Manage remediation of issues identified by second- or third-line testing
• Propose, draft, and manage remediation plans through completion
• Support regulatory examinations by preparing exam responses and reviewing submission materials
• Partner with infrastructure teams to maintain and update the business rules engine and enhance KYC platform functionality
• Approve business requirements documents
• Participate in, present at, and collaborate in global cross-functional meetings
• Support corporate strategies involving Cryptocurrency/Digital Assets, Perpetual/Automated KYC, FCC Innovations, and the Business Rules Engine

Financial Crime jobs in Connecticut

BSA/AML Team Leader

Financial Crime Review Analyst

Financial Crime Review Analyst

Financial Crimes Compliance KYC Program, Vice President