Compliance

• Lead the mapping and assessment of corporate processes
• Analyze risks, controls, interdependencies, and potential business impacts
• Execute and review internal control testing
• Identify opportunities to improve assessed processes
• Propose mitigating controls for identified risks
• Prepare complex audit reports in Portuguese and English
• Clearly present the causes, impacts, and evidence related to findings
• Develop feasible recommendations aligned with the business context
• Collaborate with business, controls, risk, compliance, and audit teams
• Ensure the technical quality of analyses and project documentation

Senior Consultant, Regulatory Audit and Internal Controls

• Conduct compliance/KYP due diligence (anti-corruption and AML/CFT) on business partners
• Perform sanctions, PEP, adverse media, litigation and administrative proceedings, and dealings with public officials screening for legal entities and their partners, as well as identify UBOs
• Prepare reports, case files, and opinions addressing anti-corruption and AML findings, proposing mitigation measures to business areas
• Support the department’s leadership in ensuring the necessary internal involvement and approvals for communications to government authorities
• Prepare Suspicious Activity Reports (SARs) for COAF
• Support the development of executive materials for presenting the department’s KPIs
• Support the risk classification and monitoring of business partners
• Participate in risk monitoring and Compliance/AML control enhancement projects
• Conduct KYC, KYE, KYS, and KYP processes
• Monitor the regulatory landscape, including Law No. 9,613/98 and related anti-corruption regulations, and support the preparation of internal Anti-Corruption/AML guidelines
• Collaborate with internal teams and stakeholders to strengthen corporate governance and ensure alignment with national and international compliance standards and best practices
• Support the drafting, review, and implementation of internal policies
• Use artificial intelligence applied to Due Diligence and AML
• Report to the Legal Manager

Mid-Level Compliance Analyst – Partner Due Diligence

• Work closely with business areas to ensure compliance with applicable legislation, regulatory authority requirements, and internal policies, in accordance with MAG standards
• Support the dissemination of a culture of Compliance, integrity, and ethics, reinforcing the importance of corporate governance across the organization
• Review contractual documents, assessing their compliance with applicable legal and regulatory provisions
• Assess the regulatory and legal compliance of MAG’s new business initiatives
• Prepare management reports
• Support the identification, assessment, monitoring, control, and testing of key risks related to MAG’s activities
• Assist in drafting and updating internal and external policies
• Monitor the publication of new regulations issued by regulatory authorities, as well as new laws, advising business areas on their impacts and applicability
• Support the governance of activities related to data protection and privacy

Mid-Level Compliance Analyst

• Serve as the senior compliance authority for the region, with direct accountability for regulatory relationships across all LatAm jurisdictions
• Lead engagement with regulators at the regional level, including inspections, inquiries, and strategic regulatory positioning
• Lead, develop, and coordinate a team of MLROs and compliance professionals across multiple markets
• Partner with senior business, legal, and product leadership across LatAm to embed compliance requirements into strategic decisions, new product launches, and market expansions
• Implement and maintain robust compliance policies, procedures, controls, and frameworks across LATAM in alignment with the Global Compliance Standard
• Ensure policies and procedures are adapted appropriately for local markets
• Identify compliance gaps and recommend remediation strategies
• Collaborate cross-functionally with Data, Engineering, Finance, Legal, Product and Risk to operationalize compliance initiatives
• Monitor and assess compliance with laws, regulations and policies from regional regulatory bodies
• Supervise compliance reviews, investigations and suspicious activities in the region
• Prepare and submit accurate and timely periodic compliance reports to local authorities
• Assist with special projects in a fast-paced, ever-changing environment
• Serve as an operational point of contact for local regulators and auditors
• Stay current with emerging trends and regulatory developments in the crypto industry across LATAM

Head of Compliance

• Prepare studies and analyses on the current regulatory framework for the electricity sector, identifying risks and opportunities for the company
• Prepare technical contributions for public hearings and regulatory improvements proposed by sector authorities
• Ensure the flow of activities for connecting plants under construction, ensuring compliance with construction schedules
• Support the development of new business through regulatory opinions and guidance for economic and financial modeling
• Represent the company in technical forums, associations, and institutions within Brazil’s electricity sector
• Ensure the commissioning of new power plants through engagement with regulatory authorities
• Ensure compliance with Health, Safety, and Environmental Management regulations in the processes under your responsibility

Energy Regulation and Markets Analyst I

• Conduct technical research to support the team’s activities
• Support M&A due diligence and investigations, particularly by addressing technical matters within the practice
• Liaise directly with authorities during hearings, and prepare petitions and submissions
• Independently conduct interviews for internal investigations and deliver client training sessions
• Triage and assess client requests, proposing appropriate courses of action
• Assist with crisis management and risk management
• Conduct external administrative and judicial proceedings and inquiries
• Draft legal opinions, memoranda, and technical articles
• Participate in industry events

Senior Associate – Compliance, Investigations

• Submit your résumé to Farmax’s talent pool for R&D, Quality and Regulatory Affairs.
• Potential opportunities in Market Research, Product Innovation, Quality Control, Quality Assurance and Regulatory Affairs.
• Contribute to the development of safe and effective solutions aligned with legislation, consumer needs and business demands.
• You may be contacted in the future if a position becomes available that matches your experience, knowledge and career goals.

R&D, Quality and Regulatory Affairs

• Monitor public consultations, hearings, resolutions, RBACs, and other regulatory acts issued by ANAC and other government bodies that may affect the airline industry
• Prepare preliminary analyses, executive summaries, and technical notes on regulatory matters under discussion
• Support the consolidation of the company’s formal contributions to public consultations and regulatory proceedings
• Organize and maintain an up-to-date regulatory database, including monitoring deadlines, public agendas, and regulatory proceedings
• Prepare briefing materials for institutional meetings with regulatory agencies and public authorities
• Support coordination with internal departments to gather the technical information required for regulatory activities
• Contribute to the preparation of management reports and dashboards tracking the regulatory agenda
• Support the company’s participation in technical forums and industry associations

Senior Regulatory Affairs Analyst

• Support execution of multi-product global regulatory CMC for marketed products
• Contribute to preparation and submission of regulatory CMC documentation
• Provide regulatory support to various cross-functional teams
• Execute commercial Lifecycle Management strategy and submissions focused on US, Canada and EU
• Review CMC sections of regulatory submissions and interactions and responses with regulatory agencies
• Work with regulatory colleagues to develop global regulatory CMC strategies and submissions
• Participate effectively on cross-functional teams
• Serve as the primary regulatory CMC contact for assigned products and projects when applicable

Senior Regulatory Consultant – LATAM, Biologics, CTA

• Draft, review, and negotiate contracts of various types, from straightforward to highly complex, in response to the needs of different areas of the company
• Respond to legal inquiries, prepare legal opinions, and provide legal support for the company’s internal projects
• Support the management of litigation across all practice areas handled by external law firms, overseeing a high-volume caseload
• Monitor and ensure compliance with procedural deadlines, manage hearing schedules, and submit documents and supporting information to partner law firms in a timely manner
• Manage payment requests for judgments and appeal fees, ensuring that processes are completed correctly and within the applicable deadlines
• Maintain compliance controls, reports, and reporting activities, as well as support internal investigations and the investigation committee
• Provide operational support to the legal leadership team in carrying out activities and organizing the team’s routine
• Report to the Manager

Compliance jobs in Brazil