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Posted: 10/17/2026Regulatory Reporting Controller II – Registered
Bank of AmericaCore Competencies
Role fitCore Competencies
Use this summary to align your resume positioning with the role.
Demonstrates expertise in regulatory reporting and financial analytics, with a strong focus on preparing and analyzing reports for broker dealers and swap dealers. Proficient in utilizing advanced Microsoft Excel for data analysis and reconciliations while ensuring compliance with regulatory standards.
Highest-signal resume keywords
Regulatory ReportingFinancial AnalyticsBroker Dealer ExperienceMicrosoft ExcelCPA or Equivalent
About the role
Key responsibilities & impact- Prepare regulatory reporting returns for locally regulated legal entities, including broker dealers and swap dealers
- Perform and document control processes and variance analysis
- Prepare data submissions for regulatory reporting teams
- Prepare legal entity, balance sheet, liquidity, capital, and FX reports filed with regulators
- Prepare regulatory calculations, including SEC Rule 15c3-3 calculations
- Prepare reconciliations and variance analysis for daily/monthly computations
- Prepare and review trend and analytical reporting related to Broker Dealer computations
- Work with internal controls functions and external auditors
- Assist with local regulators and other regulatory examination inquiries
- Support regulatory change projects through testing and documentation
- Support Operational Excellence initiatives to streamline process improvements
Requirements
What you’ll need- Minimum 2 years of relevant professional experience in accounting/finance in the financial industry
- Strong financial analytics skills with attention to detail
- Advanced skills within the Microsoft suite, specifically Excel, Word, and PowerPoint
- Ability to work both independently and as a team member
- Strong communication and presentation skills
- Bachelor's degree in Accounting/Finance (desired)
- Previous experience in Broker Dealer or Regulatory Reporting (desired)
- FINRA Series 99 or 27 (desired)
- CPA or equivalent (a plus)
- 40 hours per week
- 1st shift (United States of America)
Benefits
Comp & perks- Annual discretionary incentive plan eligibility
- Industry-leading benefits
- Paid time off
- Resources and support to make an impact and contribute to sustainable business and community growth
ATS Keywords
✓ Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills
Regulatory Reporting ReturnsVariance AnalysisData SubmissionsRegulatory CalculationsReconciliationsTrend ReportingAnalytical ReportingFinancial ReportingOperational ExcellenceControl Processes
Soft Skills
Attention to DetailCommunication SkillsPresentation SkillsTeam CollaborationIndependent Work
Tools & Technologies
Microsoft ExcelMicrosoft WordMicrosoft PowerPoint
Certifications & Qualifications
FINRA Series 99FINRA Series 27CPA
Industry Keywords
AccountingFinanceFinancial IndustryRegulatory ComplianceBroker DealerLiquidity ReportingCapital ReportingFX ReportingRegulatory ExaminationControl Functions