LendingClub

Compliance

• Provide compliance advisory oversight across Happen Bank’s Personal Lending products
• Identify, assess, and manage compliance risk across the product lifecycle, from applicant sourcing and underwriting through funding, servicing, and partner oversight
• Assess regulatory risks and controls, identify gaps, and develop risk mitigation strategies
• Partner with senior management on strategic priorities, risk assessments, regulatory change, compliance monitoring and testing, training, issues management, consumer complaints, and third-party risk
• Develop and maintain lending compliance policies, standards, and documented requirements
• Translate compliance requirements into effective procedures, systems, and controls with business leaders
• Provide lending compliance guidance throughout the product lifecycle
• Develop regulation-based and role-based training on applicable lending laws, regulations, and policy requirements
• Collaborate with Compliance Testing and Monitoring teams to assess compliance, identify control gaps or defects, and support corrective action
• Track material lending compliance issues through resolution
• Partner with Regulatory Change Management to identify new or changing regulations and operationalize requirements
• Prepare and deliver analysis and reporting on lending compliance risks, trends, issues, and program effectiveness
• Use AI to synthesize regulatory change, identify patterns across testing and risk information, and improve compliance-risk analysis and communication

Senior Compliance Advisory Manager – Lending

• Serve as a subject-matter expert for Marketing Compliance
• Provide independent oversight and guidance across the Bank's marketing program
• Establish and maintain marketing compliance standards, policies, procedures, and controls
• Ensure marketing and advertising activities comply with ECOA, UDAAP, TILA, CAN-SPAM, and Fair Lending requirements
• Review and approve marketing materials across email, web, digital advertising, landing pages, social media, direct mail, and other customer communications
• Ensure required disclosures, disclaimers, and terms are clear and accurate
• Maintain the Bank's marketing and communications guide, including approved disclosures
• Partner with Legal and Product Compliance to develop new guidance as requirements evolve
• Assess regulatory risks and controls across marketing processes and campaigns
• Partner with Marketing, Product, Legal, and Risk to identify issues and develop risk mitigation strategies
• Maintain and improve automated systems supporting marketing asset reviews, using AI where appropriate with human oversight
• Stay current on regulatory developments affecting marketing and advertising in financial services
• Support internal audits and regulatory examinations related to marketing practices

Independent Compliance Risk Manager – Marketing

Operations

• Process mobile deposits, check exceptions, and ATM settlement and exception postings
• Complete online account transactions, account openings, and service requests for personal and commercial customers
• Process levies, garnishments, and withholding tax payments and reporting
• Reconcile and balance deposit and ATM-related GL accounts
• Support audit and regulatory reviews with clean, accurate records
• Apply knowledge of deposit products, procedures, and regulatory requirements to customer transactions
• Use AI-assisted resources and other tools to complete routine tasks efficiently
• Meet monthly quality and service standards
• Support additional projects and priorities as needed

Deposit Ops Associate

Director

• Define and execute the strategy for BSA/AML data, technology, analytics, and transaction monitoring capabilities
• Lead BSA/AML data and technology needs across business lines, partnering with Compliance, Technology, Risk, and other teams
• Own performance and ongoing evolution of BSA/AML technology, including production issue resolution, system enhancements, and optimization across internal platforms and third-party vendors
• Lead technology implementations supporting case investigations, transaction monitoring, KYC, sanctions, and watchlist screening
• Build and manage the transaction monitoring rule development program, including rule design, optimization, analytics, and performance monitoring
• Partner with Model Risk Management on model governance, validation engagements, annual reviews, and issue remediation
• Own BSA/AML data requirements for risk assessments, reporting, quality assurance and controls, validation, regulatory inquiries, and issue remediation
• Use AI and automation to improve transaction monitoring, analytics, and compliance workflows with appropriate governance and human oversight
• Build, lead, and develop a high-performing team

Director, ECO Technology & Data

Systems Engineer

• Own the strategy, architecture, and technical direction for the Windows and Mac end user computing environment
• Serve as the senior technical authority for device management, security, automation, and endpoint modernization
• Act as the top escalation point for complex Windows and Mac issues Helpdesk cannot resolve
• Diagnose and close high-visibility problems and engineer solutions to prevent recurrence
• Administer SCCM, Intune, and JAMF
• Build and deploy application packages and OS images to laptops and desktops globally
• Shape secure, efficient, and cost-effective client management systems and strategy
• Evaluate, test, and roll out new Windows and Mac OS versions
• Build Bash, Python, and PowerShell automation to eliminate repetitive work
• Use AI tools to support scripting, testing, and troubleshooting where appropriate
• Lead technical resources across projects and coordinate with US teammates, vendors, and onshore/offshore partners
• Review junior team members' designs and solutions for technical accuracy
• Coach and mentor junior team members
• Evaluate and certify security updates, patches, and service packs before deployment
• Develop integrations with new technologies and architect endpoint configuration and deployment
• Travel to Happen Bank offices and/or other locations as needed

Senior Compliance Advisory Manager – Lending

Independent Compliance Risk Manager – Marketing

Deposit Ops Associate

Director, ECO Technology & Data

Principal Information Systems Engineer