Financial Crime

• Lead the enterprise-wide Financial Crimes Compliance training strategy aligned with regulatory expectations and business priorities
• Translate evolving AML, OFAC, and BSA requirements into effective training programs
• Advise senior leadership on compliance learning, risk awareness, and capability building
• Drive a risk-based training approach focused on high-impact areas and emerging threats
• Lead the Enterprise Financial Crimes Training Needs Analysis
• Oversee training governance, controls, processes, documentation, and regulatory compliance
• Manage budgets, vendors, and external training partners
• Oversee design, development, and deployment of mandatory AML, Sanctions, and ABAC training
• Oversee role-based, advanced-risk, onboarding, and continuous education programs
• Ensure training content remains current, engaging, and aligned with regulatory guidance and internal policies
• Use digital learning, simulations, and scenario-based training approaches
• Partner with Financial Crimes Risk, Testing, and Audit teams to address findings and improve training effectiveness
• Collaborate with FCC leaders, business units, HR, and global partners to identify needs and deliver tailored solutions
• Represent training initiatives in regulatory discussions, audits, and governance forums
• Define KPIs and metrics for training effectiveness, completion, and risk reduction
• Use data and analytics to improve programs and demonstrate impact
• Deliver insights and reporting to senior leadership and regulators
• Lead and develop training professionals and subject matter experts
• Foster accountability, innovation, and continuous improvement
• Build succession and capability within the training organization

Director, Compliance – Financial Crimes Training

• Lead a team of investigators responsible for reviewing, investigating, and resolving complex and high-risk financial crime matters across AML, Sanctions, and Fraud
• Manage intake, assignment, workload capacity, coverage, and resolution of complex investigations
• Serve as the day-to-day escalation point for urgent and high-severity matters
• Apply escalation and routing criteria for repeat SAR subjects, continuing activity, and examiner-, audit-, or enforcement-referred matters
• Identify emerging typologies, thematic issues, and potential control gaps, escalating them with analysis and recommendations
• Directly manage Complex Investigations Analysts, including hiring, performance management, coaching, and talent development
• Review and challenge investigative analyses, conclusions, SAR/no-SAR determinations, SAR narratives, CARs, and documentation
• Oversee QC/QA feedback, remediation, and analyst calibration
• Support 314(a)/314(b), OFAC, and PEP-related investigative activity
• Execute investigative standards, methodologies, and governance frameworks
• Monitor and report inventory, aging, timeliness, SAR volumes, and quality metrics to BSA/AML leadership
• Support root cause analysis, remediation, regulatory examinations, internal audit, and validation efforts
• Maintain examiner-ready case artifacts and update procedures, desktop procedures, and checklists
• Partner with Sanctions Operations, Fraud Operations, Compliance Advisory, Legal, and Technology on sensitive matters
• Provide investigative support and coaching to product-aligned SAM, Fraud, and Sanctions teams

Manager, Complex Investigations Unit – BSA/AML & Sanctions Operations

• Perform end-to-end investigations or investigation support functions for external financial crimes across consumer or client-managed lines of business
• Conduct routine to complex investigations involving external fraud, money laundering, and terrorist financing
• Act as liaison to law enforcement as required
• Complete investigations while meeting or exceeding closure and quality metrics
• Complete Suspicious Activity Reports (SARs) accurately and promptly for regulators and/or law enforcement
• Report investigation facts to senior stakeholders to identify operational or compliance risks
• Partner with Global Financial Crimes Management, Front Line Units, and other stakeholders to resolve investigations
• Perform quality control, training, communications, guidance, monitoring scenario development/enhancement input and testing, and investigative support
• Manage significant case inventory, prioritize cases by risk and management direction, and adhere to department SLAs
• Research and analyze transaction information, customer data, public records, social media, and external research tools
• Communicate with internal stakeholders and law enforcement to obtain information and documentation
• Recommend follow-up and possible account closure for customers exceeding the Bank’s risk tolerance
• Identify and escalate potential operational or compliance risks

Global Financial Crimes Investigator – Consumer

• Perform end-to-end investigations or investigation support functions for external financial crimes activities across one or more lines of business
• Conduct routine to complex investigations involving money laundering or terrorist financing
• Act as liaison to law enforcement as required
• Coach investigators to improve case quality and ensure investigations are sufficiently documented
• Review, analyze, and make recommendations on investigations
• Identify enhancements to meet or exceed closure and quality metrics
• Review Suspicious Activity Reports (SARs) accurately and promptly for submission to regulators and/or law enforcement
• Report investigation facts to senior stakeholders
• Assist in identifying operational or compliance risks
• Partner with Global Financial Crimes Management and/or Front Line Units to resolve investigations
• Perform quality control, training, communications, guidance, monitoring scenario development/enhancement input and testing, or law enforcement liaison responsibilities
• Support improvements to investigation and case assignment processes
• Participate in case assignment to distribute work across the investigative team

GFC Investigator – Commercial, AML

• Conduct end-to-end investigations across relevant lines of business, focused on Special Investigations, Global Markets, or Global Wealth and Investment Management
• Conduct complex investigations involving external-party fraud, securities fraud, money laundering, or terrorist financing
• Complete investigations while meeting or exceeding closure and quality metrics
• Report investigation facts to identify potential operational or compliance risks
• Complete Suspicious Activity Reports (SAR) accurately and on time for regulators and/or law enforcement
• Partner with GFCC Risk Management, Front Line Units, and other stakeholders to resolve investigations
• Perform quality control, training, communications, guidance, monitoring scenario development and enhancement input and testing, or law enforcement liaison responsibilities
• Report to investigations teams responsible for coverage over Special Investigations, Global Markets, or Global Wealth and Investment Management

GFC Investigator – Brokerage, AML

• Provide horizontal product oversight and production enablement across L2 products supporting Fraud Detection Operations
• Directly oversee multiple Scrum teams
• Ensure safe, well-governed releases, deployment readiness, production stability, and risk and control execution
• Partner with Product Owners, Technology, Operations, Risk, and Audit on controlled product changes, issue prioritization, resolution, and regulatory and audit expectations
• Identify and prioritize strategic initiatives with business, operations, technology, risk, compliance, and analytics teams
• Balance short-term operational needs with platform modernization and innovation objectives
• Lead multiple Scrum teams delivering enhancements, regulatory requirements, defect remediation, and strategic initiatives
• Monitor sprint execution, release planning, and delivery milestones
• Manage delivery risks, dependencies, and impediments
• Coach and oversee Product Owners across multiple applications and business capabilities
• Ensure prioritized backlogs, clear requirements, and groomed user stories
• Establish performance expectations and accountability for delivery outcomes
• Promote consistent Agile practices, product management standards, and stakeholder engagement
• Build relationships with operational leaders regarding fraud trends and business needs
• Facilitate cross-functional decisions and stakeholder alignment
• Communicate progress, risks, and recommendations to senior and executive leadership
• Ensure regulatory, risk, security, and compliance adherence
• Support audits, examinations, and regulatory initiatives
• Maintain controls and documentation throughout the product lifecycle
• Lead remediation of risk findings and compliance requirements
• Develop a high-performing team culture focused on accountability, collaboration, and continuous improvement
• Mentor Product Owners and product professionals
• Foster collaboration across business, operations, and technology organizations
• Lead organizational change initiatives and promote Agile product management best practices

Product Management Manager – Fraud Detections

• Conduct end-to-end investigations across relevant lines of business, focusing on Special Investigations, Global Markets, or Global Wealth and Investment Management
• Conduct complex investigations involving external-party fraud, securities fraud, money laundering, or terrorist financing
• Complete investigations while meeting or exceeding closure and quality metrics
• Complete Suspicious Activity Reports (SAR) accurately and on time for regulators and/or law enforcement
• Report investigation facts to senior stakeholders to help identify operational or compliance risks
• Partner with GFCC Risk Management, Front Line Units, and other stakeholders to resolve investigations
• Perform quality control, training, communications, guidance, monitoring scenario development and enhancement input and testing, or law enforcement liaison responsibilities
• Report to investigations teams responsible for coverage over Special Investigations, Global Markets, or Global Wealth and Investment Management

• Analyze and investigate customer and transactional data and activity to identify and confirm suspicious activity
• File SARs and CTRs with regulatory agencies for activity escalated by internal teams, external partners, third parties, and law enforcement
• Maintain service levels and workload in accordance with policies, procedures, and compliance standards
• Answer inbound and outbound calls to provide servicing for monitoring strategies and customer inquiries
• Maintain Production, Quality, and Leadership standards for assigned workstreams
• Perform other duties as assigned

AML CFT Investigations I

• Perform end-to-end investigations or investigation support functions involving external financial crimes activities
• Conduct routine to complex investigations involving external-party fraud, money laundering, and terrorist financing
• Act as liaison to law enforcement as required
• Complete investigations while meeting or exceeding closure and quality metrics
• Complete Suspicious Activity Reports (SARs) accurately and on time for regulators and/or law enforcement
• Report investigation facts to senior stakeholders to identify operational or compliance risks
• Partner with Global Financial Crimes Management, Front Line Units, and other stakeholders to resolve investigations
• Perform quality control, training, communications, guidance, monitoring scenario development/enhancement input and testing, or law-enforcement liaison responsibilities
• Manage and prioritize significant case inventory according to risk, management direction, and department SLAs
• Research and analyze transaction information, customer data, public records, social media, and other external research sources
• Communicate with internal stakeholders and law enforcement to obtain information and documentation
• Recommend follow-up actions and possible account closure for customers exceeding the Bank’s risk tolerance
• Identify and escalate potential operational or compliance risks

• Execute substantive fraud compliance and operational risk practices
• Provide independent fraud/AML risk oversight of Front Line Units or Control Functions
• Work directly or through compliance officers to complete compliance, policy, operational/fraud risk management requirements
• Engage with Compliance and Operational Risk officers, horizontal coverage owners, and Enterprise Areas of Coverage
• Support development of the global coverage plan defining the scope and risk-based focus of second-line risk management activities
• Prepare materials for regulatory exams, audits, and inquiries
• Consult with business leaders preparing for regulatory exams, audits, and inquiries
• Advise and direct development and maintenance of financial crimes policies and standards
• Review Front Line Unit/Control Function policies and standards for regulatory and operational risk coverage
• Produce or oversee independent financial crimes risk management reporting to senior leaders
• Monitor regulatory changes and direct or challenge policy, standards, procedure, and process implementation
• Participate in industry forums and monitor regulatory expectations, legislation, political scrutiny, litigation, and key influencers
• Escalate financial crimes compliance and operational risks to governance routines and management/board-level committees
• Identify, aggregate, report, escalate, inspect, and challenge remediation and thematic analysis of issues and control enhancements
• Review and challenge operational loss events and oversee remediation plans
• Execute independent risk monitoring, testing, targeted and periodic risk assessments, and quarterly Enterprise Fraud Risk assessment
• Review and challenge Single Process Inventory process accuracy and completeness
• Design, monitor, and report risk and control performance metrics and breach remediation

Financial Crime jobs in Arizona

Director, Compliance – Financial Crimes Training

Manager, Complex Investigations Unit – BSA/AML & Sanctions Operations

Global Financial Crimes Investigator – Consumer

GFC Investigator – Commercial, AML

GFC Investigator – Brokerage, AML

Product Management Manager – Fraud Detections

GFC Investigator – Brokerage, AML

AML CFT Investigations I

Global Financial Crimes Investigator – Consumer

Financial Crimes Fraud/AML Risk Manager