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Posted: 10/21/2026Retail Compliance and QC Analyst
Origin BankCore Competencies
Role fitCore Competencies
Use this summary to align your resume positioning with the role.
Demonstrates expert-level knowledge of federal and state regulatory compliance, including laws such as BSA, OFAC, and Dodd-Frank. Capable of establishing compliance processes, monitoring quality control, and providing guidance to retail staff while maintaining professionalism and confidentiality.
Highest-signal resume keywords
Federal And State Regulatory ComplianceQuality Control ProcessesRisk ManagementCompliance MonitoringTraining Development
About the role
Key responsibilities & impact- Establish and monitor deposit compliance and quality control processes
- Manage first line of defense activities to ensure regulatory compliance and effective risk management
- Track federal, state, and local laws and regulations affecting retail policies
- Monitor regulatory changes, compliance issues, and information technology advancements
- Oversee compliance with federal and state regulations
- Establish and maintain RCSA, KRI, and KPI processes
- Maintain operating procedures and compliance monitoring processes
- Collaborate with Regional Operations Managers on compliance meetings, risks, and control changes
- Collaborate with Compliance, Internal Audit, and Operational Risk teams
- Provide regulatory compliance guidance to retail staff
- Collect and disseminate compliance information
- Re-test findings from internal or external retail audits
- Test and document policy and procedure releases on the Deposit Origination platform
- Coordinate with vendors and partners on reports and findings
- Ensure deficiencies are corrected and report unresolved critical deficiencies
- Compile, distribute, and present monthly management reports
- Review deposit account and compliance exceptions for QC selections
- Identify QC trends and implement resolutions
- Coach bankers on QC trends and challenges
- Produce and maintain training materials and assist with or conduct training sessions
- No supervisory responsibilities
Requirements
What you’ll need- Expert level knowledge of federal and state regulatory compliance and related laws
- Bachelor's degree from a four-year college or university, or alternatively, five to seven years of senior level compliance and quality control experience
- Prior compliance experience at a large/regional bank subject to direct CFPB oversight and supervision preferred
- Knowledge of FinCEN, BSA, FCRA, FDIC, OFAC, Reg CC, Reg DD, Reg E, Reg V, UDAP, privacy laws, Dodd-Frank, and other consumer-related laws and regulations
- Knowledge of deposit account requirements and bank policies and procedures
- Ability to maintain professionalism, confidentiality, and attention to detail
- Ability to use secure financial systems, computers, phones, photocopiers, and scanners
- Ability to complete pre-employment criminal background, credit, fingerprint, drug, OFAC, reference, employment verification, and education verification checks
Benefits
Comp & perks- Competitive total rewards package
- Generous benefits
- Compensation tailored to skills, experience, and education
- Dream Manager program
- One-on-one guidance from a nationally certified health and wellness coach
- Free access to certified financial professionals
- Supportive, collaborative, and inclusive workplace
- Occasional travel opportunities
ATS Keywords
✓ Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills
Regulatory ComplianceDeposit Account RequirementsPolicy And Procedure DocumentationCompliance ReportingAudit TestingRCSA ProcessesKRI ProcessesKPI ProcessesCompliance Issue ResolutionQC Trend Analysis
Soft Skills
Attention To DetailProfessionalismConfidentialityCollaborationCoaching
Tools & Technologies
Secure Financial SystemsDeposit Origination PlatformComputersPhonesPhotocopiersScanners
Industry Keywords
CFPB OversightFinCENBSAFCRAFDICOFACReg CCReg DDReg EDodd-Frank