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Compliance Officer
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Posted: 9/24/2026Core Competencies
Role fitCore Competencies
Use this summary to align your resume positioning with the role.
Demonstrates expertise in compliance management within a Fund Management Company, with a strong understanding of key regulations such as UCITS/AIFMD and AML/CFT. Capable of maintaining robust processes, preparing comprehensive reports, and fostering a strong compliance culture.
Highest-signal resume keywords
Compliance ManagementRegulatory KnowledgeOrganizational SkillsCommunication SkillsProfessional Qualification
About the role
Key responsibilities & impact- Maintain various registers, including filings, regulatory correspondence, conflicts of interest, complaints, ERMA and RoPA
- Assist with oversight of delegate service providers and outsourcing arrangements
- Review Fund Board reports and work with the Relationship Manager to ensure completeness
- Assist in preparing Board reports, meetings, due diligence visits and other reports concerning compliance risks and issues
- Collaborate on management of the team mailbox
- Work closely with the DP for Regulatory Compliance and engage other units
- Support the Governance Framework by recording and maintaining robust processes and procedures
- Monitor regulatory changes impacting the firm and establish appropriate action plans
- Promote an effective training program and strong compliance culture
- Perform other tasks as necessary
Requirements
What you’ll need- Relevant experience in a compliance team of a FSP (or equivalent), or control function environment, preferably within a Fund Management Company
- Knowledge of key regulations, including UCITS/AIFMD, SFDR, EMIR/SFTR, AML/CFT, Operational Resilience, Outsourcing and related hot topics
- Experience with the CP86 framework is advantageous
- Excellent organizational skills and ability to prioritize multiple tasks concurrently
- Strong written and verbal communication skills
- Ability to work autonomously and as part of a team
- Independent and creative thinker with enthusiasm for further learning and project work
- An internationally recognised degree and/or suitable professional qualification, or equivalent
- Compliance Institute professional exams, or willingness to consider completing these exams
Benefits
Comp & perks- No benefits, perks, or compensation extras are explicitly stated
ATS Keywords
✓ Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills
Regulatory CorrespondenceFund Board ReportingCompliance Risk AssessmentProcess DocumentationRegulatory MonitoringDue DiligenceCP86 Framework KnowledgeOutsourcing ManagementConflict of Interest ManagementTraining Program Development
Soft Skills
Organizational SkillsTeam CollaborationCreative ThinkingAutonomous WorkEnthusiasm for Learning
Certifications & Qualifications
Compliance Institute Professional ExamsRelevant Degree
Industry Keywords
FSPFund ManagementUCITSAIFMDSFDREMIRSFTRAMLCFTOperational Resilience