Compliance

• Manage assigned Public Water System permits and regulatory requirements under the Safe Drinking Water Act
• Assist with preparation and submission of permit applications, including construction and operating permits
• Support compliance monitoring, regulatory reporting, and submissions to federal and state agencies
• Track and maintain compliance records for timely reporting and permit obligations
• Liaise with federal and state regulatory agencies regarding inspections, sanitary surveys, audits, compliance reviews, enforcement actions, and corrective actions
• Coordinate laboratory services and sampling logistics
• Review water quality data and compliance documentation for accuracy and completeness
• Provide drinking water compliance guidance and training to sales and field teams
• Support Nalco Water participation in regulatory reviews and agency interactions
• Monitor regulatory developments and assist with implementing changes to drinking water regulations

Associate Regulatory Specialist, Drinking Water

• Manage assigned Public Water System (PWS) permits and regulatory requirements under the Safe Drinking Water Act
• Assist with preparation and submission of permit applications, including construction and operating permits
• Support compliance monitoring, regulatory reporting, and submissions to federal and state agencies
• Track and maintain compliance records for timely reporting and permit obligations
• Liaise with federal and state regulatory agencies regarding inspections, sanitary surveys, audits, compliance reviews, enforcement actions, and corrective actions
• Coordinate laboratory services and sampling logistics
• Review water quality data and compliance documentation for accuracy and completeness
• Provide drinking water compliance guidance and training to sales and field teams
• Support Nalco Water participation in regulatory reviews and agency interactions
• Monitor regulatory developments and assist with implementing required changes
• Travel up to 30% as required

Associate Regulatory Specialist – Drinking Water

• Conduct Corporate Compliance audits, investigations, and training throughout all affiliates
• Guide system administration and RGHS management on compliance with laws, regulations, and contract obligations
• Serve as subject matter expert for building and optimizing the EMR, including clinical documentation, workflows, and revenue-cycle impacts
• Manage projects independently, prepare governmental disclosures, and facilitate external regulatory audits
• Coordinate and conduct audits covering revenue cycle, financial statements, payments, attestations, grants, employees, contractors, and payment agreements
• Interview staff to identify causes of compliance issues
• Collaborate with healthcare professionals to discuss findings and provide compliance education
• Develop audit reports and present findings to the Compliance Director, RGHS Administration, and management
• Develop corrective action plans and assist with implementation
• Perform follow-up audits to verify monitoring effectiveness
• Analyze government and professional-association studies for risk and opportunity
• Identify compliance benchmarks and perform risk assessments
• Monitor regulation changes affecting departments
• Research and assist with approvals for new business growth
• Support margin-improvement initiatives while ensuring compliance
• Design and implement training on Fraud, Waste and Abuse, revenue-cycle documentation, coding, charging, billing, and denial appeals
• Perform and manage internal investigations into non-compliance, fraud, waste, and abuse
• Facilitate corrective action and monitor affected departments
• Facilitate and manage external investigations by OIG, DOJ, OMIG, FBI, Medicare, and third-party payer fraud units

Compliance Coordinator

• Support execution of the enterprise Regulatory Compliance Risk Assessment through data management, analysis, quality control, dashboarding, and management reporting
• Support ad hoc data analysis, transformation initiatives, regulatory requests, audit or quality assurance reviews, and other program priorities
• Identify opportunities to automate manual reporting, strengthen data controls, simplify processes, and improve RCRA insights
• Support assessment-cycle activities, including stakeholder communications, data preparation, progress monitoring, issue escalation, and review-session materials
• Partner with Compliance Program Management, Compliance Data Enablement and Transformation, Business Application Support, Risk Owners, and Oversight Functions
• Maintain metric inventories, calculation logic, thresholds, reporting requirements, and supporting evidence
• Document data sources, definitions, calculations, assumptions, transformations, controls, and report production steps
• Prepare recurring and ad hoc management reporting, commentary, analysis, and presentation materials for Compliance leadership and senior audiences
• Analyze RCRA results for trends, concentrations, outliers, and emerging themes across business units and risk taxonomy levels
• Perform data validation, reconciliation, and quality control; coordinate resolution of data issues
• Develop and maintain execution trackers, dashboards, data visualizations, and status reporting
• Collect, extract, consolidate, and maintain RCRA and Program Effectiveness Assessment data
• Provide Compliance research, evaluation, operational, reporting, and analytical support
• Prepare summaries, communications, reports, and presentations for management, regulators, and stakeholders
• Analyze emerging regulatory trends and recommend enhancements to address Compliance-related gaps and issues
• Conduct research projects and meaningful analysis, draw conclusions, and make recommendations
• Lead workstreams or serve as subject matter expert for small-scale projects and initiatives
• Coach, educate, train, and transfer knowledge to other team members

Senior Analyst, Regulatory Compliance Risk Assessment, Data and Reporting

• Provide compliance and privacy advisory support by identifying applicable Laws, Rules and Regulations (LRRs) and relevant requirements
• Partner with Governance & Control and business partners to design and enhance controls
• Provide compliance guidance and recommend mitigation strategies
• Assess LRR applicability and support LRR mapping within the RCSA program
• Advise on compliance impacts to business processes, controls, issues, and remediation activities
• Interpret CRA results and advise business partners on prioritizing actions to address compliance risks and gaps
• Advise on compliance considerations throughout issue, event, and remediation lifecycles
• Respond to 2LOD Compliance effective challenge
• Facilitate reviews of marketing and customer-facing materials for regulatory and enterprise compliance
• Partner with enterprise stakeholders to drive consistent and effective compliance risk management

Manager, Corporate Functions Governance & Control, Regulatory Advisory & Practices

• Provide compliance and privacy advisory support by identifying applicable Laws, Rules and Regulations and requirements associated with business processes, programs, and controls
• Partner with Governance & Control and business partners to design and enhance controls
• Provide compliance guidance and recommend mitigation strategies
• Assess applicability of Laws, Rules, and Regulations and support LRR mapping within the RCSA program
• Advise on compliance impacts to business processes, controls, issues, and remediation activities
• Interpret CRA results and advise business partners on prioritizing actions to address compliance risks and gaps
• Advise on compliance considerations throughout issue, event, and remediation lifecycles
• Facilitate review of marketing and customer-facing materials for regulatory and enterprise compliance
• Partner with enterprise stakeholders to drive consistent and effective compliance risk management

Manager, Regulatory Advisory – Practices

• Own and grow a defined book of business for Kpler’s Maritime products within the US market
• Develop and execute a US Territory Plan covering priority accounts, industries, personas, and Maritime expansion opportunities
• Build and manage a commercial pipeline to drive value, revenue, and account spend
• Partner with Account Managers to identify, qualify, and develop Maritime opportunities
• Lead client discovery and position relevant Kpler Maritime products against client requirements
• Develop relationships with stakeholders and decision-makers to uncover opportunities and expand Kpler’s footprint
• Gather client insights on products and competitors to inform product and commercial strategy
• Translate product developments into commercial messaging and influence the product roadmap
• Maintain accurate CRM records and deliver monthly and quarterly forecasts
• Support cross-functional teams and share Maritime expertise
• Develop scalable sales resources, use cases, messaging, competitive positioning, product materials, and best practices
• Represent Kpler at client meetings, conferences, and industry events
• Collaborate on contracts and terms to secure profitable, compliant agreements

Sales Specialist – Maritime, Risk & Compliance

• Oversee, execute, and audit continuous identity and physical location verification processes across the remote employee life cycle
• Oversee multi-point identity validation during recruitment, including video interview image capture, SHL behavioral assessment photo capture, and Webex-based I-9 document verification via Sterling Portal
• Monitor Day 1 new hire orientation identity checks and Webex Admin Console IP and geographic location checks
• Audit daily training identity checks and mandatory go-live identity gate audits
• Direct quarterly and event-driven identity revalidation across active operations teams
• Manage Sentinel Vision continuous workstation monitoring alerts
• Enforce physical location checklist audits, including asset tags, wall outlet types, ISP modem validation, travel router/VPN checks, and phone verification
• Oversee the biometric Yubikey opt-out program and enrollment standards
• Investigate identity or location discrepancies, pause training/system access, escalate issues, and create iSmart IT Incident tickets
• Lead client and executive notification protocols for suspected impersonation cases
• Collaborate with InfoSec, IT/Logistics, Asset Recovery, Talent Acquisition, Service Delivery, and HR to resolve violations within SLAs
• Ensure evidence records, photo captures, and audit trails are maintained in eDMS and Smartsheet according to 90-day retention policies
• Consolidate findings into monthly Performance & Risk Reports
• Participate in threat-intelligence reviews and recommend control enhancements

Compliance Manager

• Assist in implementing practical regulatory guidance on event contracts, futures, and swaps trading, including retail customer requirements, options, and margin obligations
• Monitor new and amended CFTC/NFA rules and DCM/DCO rulebook changes; assess impact and support necessary compliance changes
• Review transaction monitoring alerts and complete resolutions in a timely manner
• Monitor customer risk ratings and incoming complaints; escalate as appropriate
• Complete electronic communication reviews in accordance with supervisory procedures
• Maintain and update compliance policies, procedures, and written supervisory procedures (WSPs)
• Coordinate and prepare responses for regulatory inquiries, examinations, and investigations from the NFA, CFTC, DCMs, and DCOs; maintain records for exam readiness and track remediation items
• Monitor DCM/DCO bulletins and rule updates; summarize and distribute to the compliance team; support related filings and inquiries
• Review marketing materials, promotional content, and customer communications for compliance under NFA Rule 2-29 and applicable CFTC standards; maintain a review log
• Partner with marketing and product teams to flag compliance issues early
• Support the compliance aspects of new product development and rollout
• Assist with AML/KYC reviews, including onboarding documentation and periodic account reviews
• Identify compliance issues proactively and contribute to remedial enhancements to forms, policies, and controls
• Participate in internal working groups and governance forums
• Report to the FCM Chief Compliance Officer (CCO)

Compliance Analyst

• Mentor and train less experienced staff
• Support resolution of complex issues and technical questions
• Conduct Corporate Compliance audits, investigations, and training across affiliates
• Guide system administration and RGHS management on compliance with laws, regulations, and contract obligations
• Serve as subject matter expert for building and optimizing the EMR
• Manage projects independently and prepare governmental disclosures
• Facilitate external audits by regulatory agencies
• Coordinate audits covering revenue cycle, financial statements, payments, attestations, grants, employees, contractors, exclusions, and payment agreements
• Interview staff to identify root causes of issues
• Collaborate with healthcare professionals to discuss findings and provide compliance education
• Develop audit reports and present findings to Compliance Director, RGHS Administration, and management
• Develop and assist with implementation of corrective action plans
• Perform follow-up audits to verify monitoring effectiveness
• Analyze government and professional association studies for risk and opportunity
• Identify compliance benchmarks and perform risk assessments
• Monitor regulatory changes affecting departments
• Support new business growth initiatives
• Approve and collaborate on margin improvement initiatives while ensuring compliance
• Provide EMR documentation and workflow training to clinicians
• Design and implement revenue-cycle compliance training for physicians, healthcare providers, HIM coders, and employees
• Manage internal investigations involving fraud, waste, and abuse
• Facilitate corrective action and monitoring in affected departments
• Manage external investigations by OIG, DOJ, OMIG, FBI, Medicare, and third-party payer fraud units

Compliance jobs in New York