Compliance

• Execute independent compliance testing across AML, sanctions, KYC/CDD, ABC, transaction monitoring, and suspicious activity reporting
• Support the full testing lifecycle, including planning, walkthroughs, fieldwork, evidence review, workpaper preparation, and reporting
• Analyze financial crime policies, procedures, data, processes, and controls against regulatory requirements and internal standards
• Maintain complete, accurate, and well-supported testing documentation and workpapers
• Manage tasks across multiple reviews or workstreams while meeting quality and delivery timelines
• Test and validate remediated financial crime controls and assess remediation milestones
• Identify control gaps, weaknesses, and exceptions; escalate issues to review leads
• Form evidence-based conclusions and prepare review reports, findings, and governance materials
• Work with compliance officers, financial crime teams, business teams, and risk functions to obtain evidence
• Participate in stakeholder meetings and communicate testing queries, results, and concerns
• Apply the global ICT framework and support improvements to testing tools, templates, processes, and reporting
• Monitor relevant regulatory developments, enforcement actions, and industry guidance

Compliance Analyst

• Work closely with product development core teams and subteams to set and achieve company goals
• Develop and ensure efficient and productive regulatory strategies and submissions
• Assist and collaborate in strategic drug development program implementation
• Coordinate the company’s regulatory program and product development initiatives
• Manage initial global approvals and global post-approval activities for advanced programs with partnering companies
• Manage and support post-approval maintenance activities and lifecycle management submissions in the US and internationally
• Support development and early-phase regulatory projects
• Research regulations and guidelines to support regulatory strategies and regional requirements
• Compile, prepare, and submit IND, BLA/NDA, and additional US regulatory filings
• Serve as Global Regulatory Lead for defined projects and deliverables, including leading workstreams and attending clinical study team meetings
• Track regulatory submissions and changes in regulatory strategies
• Support coordination and preparation of Health Authority meetings
• Review, revise, and draft Standard Operational Procedures
• Manage regulatory timelines and communicate timeline or content risks
• Maintain current knowledge of FDA regulations and guidance regarding INDs and BLAs/NDAs
• Perform other duties as assigned

Associate Director, Regulatory Affairs Strategy

• Develop and execute regulatory strategy for assigned development programs
• Lead regulatory planning and execution, including pre-submission activities, dossier strategy, submission readiness, health authority review and lifecycle management
• Coordinate cross-functional development and review of regulatory submissions
• Work closely with Clinical, CMC, Nonclinical, Biostatistics, Medical Writing, Pharmacovigilance, Quality, Commercial and other functions
• Lead preparation of responses to assessment questions, including Day 120 and Day 180 review milestones
• Develop regulatory strategies, briefing packages and meeting preparation for health authority interactions
• Lead or support regulatory activities
• Provide regulatory leadership for clinical trial activities conducted through CTIS, including initial applications, substantial modifications and ongoing maintenance
• Identify and communicate emerging regulatory risks, opportunities and requirements
• Translate regulatory issues into pragmatic recommendations and mitigation plans
• Contribute to labeling, product information, Risk Management Plans and other registration or post-authorization activities
• Represent Regulatory Affairs on development teams and governance forums
• Contribute to broader global regulatory strategy
• Build partnerships across functions and external stakeholders
• Facilitate timely decisions and resolve complex regulatory issues through scientific evidence, regulatory judgment and constructive challenge
• Maintain regulatory quality, compliance and integrity of decision-making

AD – Director, Regulatory Affairs – FSP Team

• Maintain Qualified Author status to author and revise documents according to governing SOPs
• Coordinate development, maintenance, review, routing, publishing, periodic reviews, and historical file management for BPRs, SOPs, and EBRs in the Document Management System and Aizon
• Review and evaluate documentation for compliance with cGMPs, cGDocPs, BLAs, regulatory requirements, and site quality standards
• Coordinate document processing for Risk Assessments, Manufacturing Methods, Project Plans, and related documents
• Execute changes to electronic batch record Master Recipes in Aizon
• Process periodic document reviews and distribute reviewer notifications before due dates
• Conduct instructor-led training classes for author qualifications
• Author, revise, review, route, and/or approve Change Control Requests, incident entries, and investigation reports
• Represent Quality Document Management in discussions and meetings with other business groups
• Collaborate with Manufacturing, Quality Assurance, Quality Control, Validation, and other departments on projects, investigations, CAPAs, change controls, and quality-system improvements
• Update document profiles and the Document Management System; generate, review, and post reports to Cosmos
• Assist with site regulatory inspections and customer audits
• Consult with management to develop and implement quality-related solutions
• Support deployment of technical resources toward annual goals
• Make independent decisions within defined responsibilities
• Lead or participate in multidisciplinary project teams and advance technical project proposals to senior management
• Collect and analyze data to generate overview reports
• Participate in internal and supplier compliance audits and failure investigations
• Perform other duties as assigned

Senior Quality Associate I, Quality Compliance

• Conduct inspections related to the manufacture, transport, storage, and sale of food
• Enforce food safety and labeling laws and regulations
• Ensure food manufacturing, storage, and transportation facilities are adequate for a safe, sanitary food supply
• Verify proper food label statements and consumer identification
• Travel overnight throughout North Carolina as needed, especially during initial training
• Perform occasional after-hours work during emergencies
• Potentially perform contract work with the Food & Drug Administration after commissioning

Food Regulatory Specialist II

• Execute assigned independent compliance testing activities across AML, sanctions, KYC/CDD, ABC, transaction monitoring, and suspicious activity reporting
• Support the end-to-end testing lifecycle, including planning, walkthroughs, fieldwork, evidence review, workpaper preparation, and reporting
• Analyze financial crime policies, procedures, data, processes, and controls against regulatory requirements and internal standards
• Maintain complete, accurate, and well-supported testing documentation and workpapers
• Manage tasks across multiple reviews or workstreams within quality and delivery timelines
• Support testing and post-closure validation of remediated financial crime controls
• Assess financial crime compliance risks and control effectiveness objectively
• Identify and escalate gaps, control weaknesses, and exceptions
• Form evidence-based conclusions and document testing results
• Apply professional skepticism when evaluating risk-based decisions, including alerts, investigations, SAR decisions, customer risk ratings, and sanctions alert dispositions
• Support preparation of review reports, issues/findings, and governance materials
• Work with compliance officers, financial crime teams, business teams, and risk functions to obtain evidence
• Participate in stakeholder meetings and communicate testing queries, results, and concerns
• Collaborate with review leads and testing colleagues; contribute to tools, templates, processes, and reporting improvements
• Monitor relevant financial crime regulatory developments, enforcement actions, and industry guidance

Analyst – Compliance

• Ensure compliance with applicable Federal (FMCSA, DOT) and State regulations and Company policies
• Serve as subject matter expert for the drug and alcohol program and pre- and post-employment processes
• Provide guidance and policy interpretation
• Complete complex transactions
• Identify, analyze, and resolve critical issues with the highest level of accuracy, accountability, and reliability
• Manage and monitor various program transactions using multiple applications
• Work in a fast-paced environment

Drug and Alcohol Compliance Coordinator – Pre and Post Employment Programs

• Conduct inspections related to the manufacture, transport, storage, and sale of food
• Enforce regulations governing food manufacturing, storage, transportation, and sale
• Ensure food facilities are adequate to provide a safe, sanitary food supply
• Ensure food is properly identified to consumers through accurate label statements
• Travel overnight throughout North Carolina as needed, especially during initial training
• Perform occasional after-hours work during emergencies
• Work from a home-based/field position within the assigned territory

Food Regulatory Specialist I

• Support, maintain, and develop tools used to generate cybersecurity events and incidents across the Duke Energy environment
• Work with peers, internal and external teams, and management in a 24x7 Cybersecurity Operations Center environment
• Follow processes and procedures defined by Cybersecurity leadership and the Computer Incident Response Team
• Generate content for a Global Security Information and Event Management system, including ESM, Oracle, Connector appliances, SmartConnectors, Logger appliances, Windows and Linux servers, and network and security devices
• Conduct functional testing of the cybersecurity tool suite and coordinate updates to rules and signatures for cyber defense applications
• Identify, develop, and deploy SIEM content and events, including dashboards, active channels, reports, rules, filters, trends, metrics, and active lists
• Apply knowledge of cyberthreats and network and endpoint vulnerabilities to establish event and alert generation and correlation criteria
• Track cyber threat actors and campaigns through technical analysis and open-source/third-party intelligence
• Research and track new exploits and cyber threats
• Maintain and improve correlation rules, alerts, searches, reports, and responses for cybersecurity tool suites
• Assist with patching, upgrades, configuration, and operation of endpoint/antivirus, SIEM loggers and connectors, and network analysis and defense products
• Tune product events and cyber event correlation rules to reduce false positives and deploy supported products across the threat surface
• Provide 24x7 systems engineering escalation support on a rotating shift basis

Associate Cybersecurity Systems Engineering Analyst – Data Protection

• Execute and continuously improve Stord’s health, safety, security, compliance, and loss prevention program across a defined region of fulfillment and warehouse facilities
• Translate enterprise standards into consistent site-level execution across regional facilities
• Hire, onboard, develop, and direct site-level safety and loss prevention professionals
• Set performance expectations, coach team members, provide feedback, and develop succession plans
• Facilitate regional meetings, knowledge sharing, and collaborative problem-solving
• Conduct or oversee facility safety audits, gap assessments, corrective action tracking, and incident investigations
• Support site leaders and operations teams in embedding safety into daily standard work and leadership routines
• Represent the region in enterprise safety forums and report trends, risks, and improvement opportunities to the Head of HSS
• Coordinate peak readiness reviews and new site launch HSS readiness
• Own regional loss prevention strategy, shrink reduction targets, security controls, and investigative outcomes
• Oversee investigations involving theft, fraud, and inventory discrepancies, escalating to HR, Legal, or law enforcement as appropriate
• Analyze loss trends and drive root-cause resolution through operational and procedural improvements
• Manage CCTV, access control, physical security standards, and inventory protection protocols
• Build relationships with carrier partners, vendors, and law enforcement contacts
• Partner with Operations and Finance to quantify and report shrink, damage, and loss impact
• Ensure compliance with OSHA, state, and local regulations
• Serve as regional contact for regulatory inspections and coordinate corrective actions
• Monitor regulatory changes and update procedures with the Head of HSS
• Oversee Hazmat compliance, including storage, labeling, training, and incident reporting
• Support readiness for customer-required certifications such as GMP, GDP, CTPAT, or TAPA
• Own regional safety and loss prevention KPIs and deliver regular reporting to the Head of HSS and regional operations leadership
• Drive trend analysis, manage corrective action pipelines, and champion near-miss and hazard reporting
• Partner with Ops Excellence to integrate improvements into standard operating procedures
• Support automation and equipment commissioning from a safety perspective
• Ensure staffing and program coverage scale with regional network growth

Compliance jobs in North Carolina