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Role fitCore Competencies
Use this summary to align your resume positioning with the role.
Demonstrates extensive experience in Governance, Risk & Compliance, with a strong focus on ICAEW regulations, AML, and data protection. Capable of providing practical compliance advice and managing multiple priorities while ensuring adherence to regulatory requirements.
Highest-signal resume keywords
Governance, Risk & Compliance FrameworkICAEW RegulationsAnti-Money Laundering (AML)Compliance MonitoringProfessional Qualification in Compliance
About the role
Key responsibilities & impact- Lead and monitor key areas of the Governance, Risk & Compliance framework
- Maintain actions, controls and compliance requirements
- Act as a key contact for ICAEW and other regulatory matters, including practice assurance, AML, client money, DPB and regulatory submissions
- Provide practical risk and compliance advice to Partners, Directors and colleagues
- Oversee client due diligence, AML, compliance monitoring and internal audits
- Conduct higher-risk client reviews and specialist GRC projects
- Maintain and develop policies, registers, risk assessments and compliance documentation
- Manage PI notifications, claims, complaints and regulatory queries
- Coordinate replies and maintain appropriate records
- Contribute to data protection and contractual compliance activities
- Support regulatory change, quality assurance, training and continuous improvement across the group
Requirements
What you’ll need- Extensive experience in a compliance, risk, audit or legal role, ideally within a professional services environment
- Proven experience managing or developing others
- Strong and practical knowledge of ICAEW regulations, Practice Assurance, AML and data protection requirements
- Skilled at translating complex regulatory requirements into clear, practical guidance, policies and processes
- Relevant professional qualification or certification in compliance, risk, audit, governance or a related field
- Excellent written and verbal communication skills
- Highly organised and detail-focused, with the ability to manage multiple priorities, deadlines and regulatory requirements
- Proactive and solutions-focused, with sound judgement and ability to manage own workload and escalate appropriately
- Confidentiality, discretion and professionalism when handling client information
- Strong Microsoft Office skills, particularly Word, Outlook and Excel
- Curiosity and willingness to develop technical expertise and keep up to date with regulatory and compliance developments
Benefits
Comp & perks- Competitive salary
- Generous holiday allowance with an extra day off to celebrate your birthday
- Holiday purchase scheme
- Flexible hybrid working
- Salary-sacrifice car scheme
- Tailored learning and development
- Company pension
- Salary-sacrifice Private Medical Scheme
- Mental health support
- A fully loaded wellbeing, social & community calendar
ATS Keywords
✓ Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills
Compliance DocumentationRisk AssessmentsClient Due DiligenceInternal AuditsRegulatory SubmissionsPolicy DevelopmentData ProtectionRegulatory Change ManagementQuality AssurancePractice Assurance
Soft Skills
Excellent Written CommunicationExcellent Verbal CommunicationHighly OrganisedDetail-FocusedProactive Problem Solving
Tools & Technologies
Microsoft WordMicrosoft OutlookMicrosoft Excel
Certifications & Qualifications
Professional Qualification in ComplianceProfessional Qualification in RiskProfessional Qualification in AuditProfessional Qualification in Governance
Industry Keywords
Regulatory ComplianceClient MoneyConfidentialityDiscretionProfessional Services Environment