Director – Transaction Banking, Technology Risk Compliance
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Sumitomo Mitsui Banking Corporation – SMBC GroupCore Competencies
Role fitCore Competencies
Use this summary to align your resume positioning with the role.
Demonstrates expertise in Compliance within Transaction Banking, focusing on regulatory advice related to AML, sanctions, and technology risk. Proven ability to engage with cross-functional teams and provide insights on operational resilience and third-party risk management.
Highest-signal resume keywords
Compliance Partner ExperienceTechnology Risk RegulationVirtual Account ManagementStakeholder ManagementOperational Resilience
Tech Stack
Tools & technologiesAbout the role
Key responsibilities & impact- Act as the principal Compliance Partner to Transaction Banking, providing commercially informed and independent second-line advice and challenge across products and strategic initiatives
- Advise on virtual account management and related AML, sanctions and fraud risks
- Advise IT on technology risk regulation
- Support Compliance QA
- Collaborate with Risk Management on third-party risk, outsourcing and operational resilience
- Advise Transaction Banking business, product, operations and technology teams across cash management, payments, trade finance, liquidity solutions, virtual accounts, digital channels and cross-border services
- Engage early on new products, material changes and strategic initiatives to provide independent regulatory advice and challenge
- Assess and challenge first-line management of regulatory, conduct, AML, sanctions and fraud risks
- Challenge governance, customer outcomes, cross-border considerations, controls and remediation, and escalate material concerns
- Provide second-line advice on technology risk, cyber security, data, AI and incident-reporting requirements
- Support Compliance QA as an independent technology risk subject matter expert
- Monitor regulatory developments and report insights to senior management and governance committees
- Challenge third-party risk, outsourcing and operational resilience arrangements, including due diligence, contracting, concentration risk, monitoring, continuity, recovery and exit planning
Requirements
What you’ll need- Degree in Information Technology, Cyber Security, Risk Management, Finance, Law or a related discipline
- At least 12 years’ relevant experience in financial services
- Strong experience as a Compliance partner to Transaction Banking or institutional banking
- Sound knowledge of virtual accounts and associated regulatory, conduct, AML, sanctions and fraud risks
- Working expertise in technology risk regulations, third-party risk, outsourcing and operational resilience
- Experience engaging with IT, Risk Management and assurance teams
- Strong judgement, stakeholder management and influencing skills
- Ability to translate complex risks into clear regulatory and commercial implications
- Collaborative and team oriented
- High level of integrity, attention to detail, ownership, and accountability
ATS Keywords
✓ Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills
Regulatory ComplianceAML Risk ManagementFraud Risk AssessmentThird-Party Risk ManagementCyber SecurityData GovernanceRisk ManagementFinancial Services ExpertiseIncident ReportingConduct Risk
Soft Skills
JudgementInfluencing SkillsCollaborationAttention to DetailOwnership
Industry Keywords
Transaction BankingVirtual AccountsDigital ChannelsCross-Border ServicesOutsourcingOperational ResilienceRisk ManagementFinancial ServicesCompliance QARegulatory Developments