Risk

• Support data and technology requests, complex reporting and analysis, and modeling to manage risk and minimize credit and operating losses
• Review and analyze portfolio trends, loss trends, portfolio dynamics, and data design
• Support development and execution of reporting for Risk and business partners
• Provide analytical support for product strategic initiatives affecting multiple Risk functions and lines of business
• Develop database production processes and performance reports for senior management using data mining and advanced analytical techniques
• Respond to complex ad-hoc information requests from internal and external parties
• Support cross-functional efforts to remediate data quality issues
• Monitor control outputs and investigate alerts from control checks
• Evaluate business processes, data flows, and operational data to identify data integrity concerns, trends, anomalies, risks, and improvement opportunities
• Partner with business, risk, finance, operations, technology, and audit stakeholders on process evaluations, issue resolution, and improvement initiatives
• Use data analytics, reporting, automation, AI-enabled tools, and quantitative techniques to identify trends and communicate insights
• Develop reporting, dashboards, and visualizations communicating performance metrics, risks, trends, and opportunities
• Support governance, risk management, and continuous improvement initiatives that strengthen controls and operational effectiveness

Risk Analysis Specialist II

• Support data and technology requests, complex reporting and analysis, and modeling to manage risk and minimize credit and operating losses
• Review and analyze portfolio trends, loss trends, and portfolio dynamics
• Support development of databases, queries, reporting, and data production processes
• Work with Technology to implement changes supporting ongoing data needs
• Develop and execute reporting for Risk and business partners
• Provide analytical support for product strategic initiatives across Risk functions and lines of business
• Develop performance reports for senior management using data mining and advanced analytical techniques
• Respond to complex ad-hoc information requests from internal and external parties
• Support cross-functional efforts to remediate data quality issues
• Monitor control outputs and investigate control-check alerts
• Collaborate with data stewards, data users, data owners, technology teams, architects, and stakeholders on strategic data initiatives
• Gather information about business processes, data attributes, data sources, controls, and system interfaces
• Document processes, procedures, data models, data quality controls, data lineage, and data dictionaries using industry-standard methods
• Analyze information from multiple sources, reconcile conflicts, and translate high-level and low-level information into coherent requirements
• Assess deficiencies against policies, standards, and industry best practices and recommend remediation requirements
• Drive solutions for metadata and control-environment challenges
• Review technical solution designs and recommend alternatives from a business perspective
• Communicate plans, progress, and risks to stakeholders and sponsors

• Support data and technology requests, complex reporting and analysis, and modeling to manage risk and minimize credit and operating losses
• Review and analyze portfolio trends, loss trends, and portfolio dynamics
• Support development of databases or queries to extract data
• Support production of data for internal and external reporting
• Work with Technology to implement changes supporting ongoing data needs
• Develop and execute reporting enabling Risk and business partners to identify and manage risk
• Provide analytical support for strategic initiatives affecting multiple Risk functions and lines of business
• Participate in development of database production processes and performance reports for senior management using data mining and advanced analytical techniques
• Respond to complex ad-hoc information requests from internal and external parties
• Support cross-functional efforts to remediate data quality issues
• Monitor control outputs and investigate alerts from control checks
• Evaluate business processes, data flows, and operational data to identify integrity concerns, trends, anomalies, risks, and improvement opportunities
• Partner with business, risk, finance, operations, technology, and audit stakeholders on process evaluations, issue resolution, and improvement initiatives
• Leverage analytics, reporting, automation, AI-enabled tools, and quantitative techniques
• Develop reporting, dashboards, and visualizations communicating performance metrics, risks, trends, and opportunities
• Support governance, risk management, and continuous improvement initiatives

• Support data and technology requests, complex reporting and analysis, and modeling to manage risk and minimize credit and operating losses
• Review and analyze portfolio trends
• Support development of complex databases or queries to extract data
• Support production of data for internal and external reporting needs
• Work with Technology to implement changes supporting ongoing data needs
• Support development and execution of reporting for Risk and business partners
• Analyze trends, data design, portfolio trends, loss trends, and portfolio dynamics
• Provide analytical support for product strategic initiatives affecting multiple Risk functions and lines of business
• Participate in development of database production processes and performance reports for senior management using data mining and advanced analytical techniques
• Respond to complex ad-hoc information requests from internal and external parties
• Support cross-functional efforts to remediate data quality issues
• Monitor control outputs and investigate alerts from control checks
• Report to the GRM Data Governance Head and build partnerships with GRM, enterprise, business, and technology leadership
• Track DSM initiatives and support annual initiative, resourcing, and funding planning
• Manage GRM data commitments to internal and external parties, monitor progress, and escalate execution risks
• Support preparation and presentation of GRM data strategy vision to senior leadership and enterprise stakeholders
• Identify data process optimization opportunities and promulgate leading practices
• Oversee maintenance of GRM-wide data management procedures
• Ensure GRM data-related initiatives align with DSM strategy
• Develop and implement stakeholder engagement and communication plans
• Establish and execute a DSM Employee Engagement action plan
• Establish and maintain the GRM DSM Operational Excellence/SIM portfolio aligned with DSM strategy

• Support data and technology requests, complex reporting and analysis, and modeling to manage risk and minimize credit and operating losses
• Review and analyze portfolio trends
• Support development of complex databases or queries to extract data
• Support production of data for internal and external reporting needs
• Work with Technology to implement changes supporting ongoing data needs
• Develop and execute reporting that enables Risk and business partners to identify and manage risk
• Analyze trends, data design, portfolio trends, loss trends, and portfolio dynamics
• Provide analytical support for product strategic initiatives affecting multiple Risk functions and lines of business
• Participate in development of database production processes and performance reports for senior management using data mining and advanced analytical techniques
• Respond to complex ad-hoc information requests from internal and external parties
• Support cross-functional efforts to remediate data quality issues
• Monitor control outputs and investigate alerts from control checks
• Evaluate business processes, data flows, and operational data to identify data integrity and quality concerns, trends, anomalies, risks, and improvement opportunities
• Partner with stakeholders across business, risk, finance, operations, technology, and audit functions
• Leverage data analytics, reporting, automation, AI-enabled tools, and quantitative techniques
• Develop reporting, dashboards, and visualizations communicating performance metrics, risks, trends, and opportunities
• Support governance, risk management, and continuous improvement initiatives that strengthen controls and operational effectiveness

• Support data and technology requests, complex reporting and analysis, and modeling to manage risk and minimize credit and operating losses
• Review and analyze portfolio trends
• Support development of databases and queries to extract data
• Support production of data for internal and external reporting
• Work with Technology to implement changes supporting ongoing data needs
• Develop and execute reporting for Risk and business partners
• Analyze portfolio trends, loss trends, and portfolio dynamics
• Provide analytical support for product strategic initiatives across Risk functions and lines of business
• Participate in development of database production processes and performance reports for senior management
• Respond to complex ad-hoc information requests from internal and external parties
• Support cross-functional remediation of data quality issues
• Monitor control outputs and investigate control-check alerts
• Collaborate with data stewards, data users, data owners, and technology teams on strategic data initiatives
• Gather information about business processes, data attributes, data sources, controls, and system interfaces
• Document processes, procedures, data models, data quality controls, data lineage, and data dictionaries
• Analyze information from multiple sources, reconcile conflicts, and abstract detailed information into general understanding
• Assess deficiencies against internal policies, standards, and industry best practices; recommend remediation requirements
• Partner with technology teams and architects to drive operational excellence and resiliency
• Review technical solution designs and recommend alternatives
• Communicate plans, progress, and risks to stakeholders and sponsors

• Oversee internal audit and risk management engagements for broker/dealer, fintech, PE, RIA, life sciences, and national security clients
• Project manage SOX 404 engagements, including walkthroughs, internal control testing, and client management status updates
• Prepare scoping and risk assessments for Internal Audit using a risk-based methodology
• Prepare Audit Committee presentations and attend meetings when necessary
• Lead Internal Audit Co-Sourcing/Outsourcing, SOX Management Assist, Risk Assessments, Segregation of Duties Reviews, Internal Controls Reviews, and Special Projects
• Maintain client relationships and tailor engagements to client needs and expectations
• Maintain responsibility for engagement profitability and track budget-to-actual results
• Identify and solve client issues with the client and Partner
• Review work from big-picture and detail perspectives
• Own client relationships beyond the current project lifecycle and anticipate resource and staffing needs
• Remove barriers when necessary

Internal Audit and Risk Advisory Manager

• Support data and technology requests, complex reporting and analysis, and modeling to manage risk and minimize credit and operating losses
• Review and analyze portfolio trends
• Support development of complex databases and queries to extract data
• Support production of data for internal and external reporting needs
• Work with Technology to implement changes supporting ongoing data needs
• Develop and execute reporting that enables Risk and business partners to identify and manage risk
• Analyze data design, portfolio trends, loss trends, and portfolio dynamics
• Provide analytical support for product strategic initiatives affecting multiple Risk functions and lines of business
• Participate in database production processes and performance reports for senior management using data mining and advanced analytical techniques
• Respond to complex ad-hoc information requests from internal and external parties
• Support cross-functional efforts to remediate data quality issues
• Monitor control outputs and investigate alerts from control checks
• Evaluate business processes, data flows, and operational data for integrity concerns, trends, anomalies, risks, and improvement opportunities
• Partner with business, risk, finance, operations, technology, and audit stakeholders
• Leverage analytics, reporting, automation, AI-enabled tools, and quantitative techniques
• Develop reporting, dashboards, and visualizations communicating performance metrics, risks, trends, and opportunities
• Support governance, risk management, and continuous improvement initiatives

• Support data and technology requests, complex reporting and analysis, and modeling to manage risk and minimize credit and operating losses
• Review and analyze portfolio trends, loss trends, and portfolio dynamics
• Support development of databases and queries to extract data
• Support production of data for internal and external reporting needs
• Work with Technology to implement changes supporting ongoing data needs
• Support development and execution of reporting for Risk and business partners
• Provide analytical support for strategic initiatives affecting multiple Risk functions and lines of business
• Participate in developing database production processes and performance reports for senior management using data mining and advanced analytical techniques
• Respond to complex ad-hoc information requests from internal and external parties
• Support cross-functional efforts to remediate data quality issues
• Monitor control outputs and investigate alerts from control checks
• Evaluate business processes, data flows, and operational data to identify data integrity concerns, trends, anomalies, risks, and improvement opportunities
• Partner with business, risk, finance, operations, technology, and audit stakeholders on process evaluations, issue resolution, and improvement initiatives
• Use data analytics, reporting, automation, AI-enabled tools, and quantitative techniques to identify trends and communicate insights
• Develop reporting, dashboards, and visualizations communicating performance metrics, risks, trends, and opportunities
• Support governance, risk management, and continuous improvement initiatives to strengthen controls and operational effectiveness

• Support data and technology requests, complex reporting and analysis, and modeling to manage risk and minimize credit and operating losses
• Review and analyze portfolio trends, loss trends, and portfolio dynamics
• Support development of databases and queries to extract data
• Support production of data for internal and external reporting
• Work with Technology to implement changes supporting ongoing data needs
• Support reporting that enables Risk and business partners to identify and manage risk
• Provide analytical support for product strategic initiatives across Risk functions and lines of business
• Participate in developing database production processes and performance reports for senior management using data mining and advanced analytical techniques
• Respond to complex ad hoc information requests from internal and external parties
• Support cross-functional remediation of data quality issues
• Monitor control outputs and investigate control-check alerts
• Collaborate with Data Stewards, Data Users, Data Owners, and Technology Teams on strategic data initiatives
• Gather information about business processes, data attributes and sources, controls, and system interfaces
• Document processes, procedures, data models, data quality controls, data lineage, and data dictionaries using industry-standard methods
• Analyze information from multiple sources, reconcile conflicts, and abstract detailed information into general understanding
• Identify deficiencies against internal policies, standards, and industry best practices; recommend remediation requirements
• Partner with technology teams, architects, and stakeholders to drive operational excellence and resiliency
• Review technical solution designs from a business perspective and recommend alternatives
• Communicate plans, progress, and risks to stakeholders and sponsors